SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 151–200 of 3,271Source: SEC Company Information About Active Broker-Dealers
- AMERICAN TRUST INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00814394 · FL
- AMERICAN VETERANS GROUP, PBCActive Broker-Dealers · SEC file No. 00870063 · NY
- AMERIFLEX GROUP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00871074 · NV
- AMERIPRISE FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00816791 · MN
- AMERITAS INVESTMENT COMPANY, LLCActive Broker-Dealers · SEC file No. 00831296 · NE
- AMERIVET SECURITIES, INC.Active Broker-Dealers · SEC file No. 00846478 · NY
- AMG Distributors, Inc.Active Broker-Dealers · SEC file No. 00843057 · CT
- AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871089 · FL
- AMS BROKERAGE SERVICES LLCActive Broker-Dealers · SEC file No. 00871341 · LA
- AMUNI FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00825338 · FL
- AMVEST CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871218 · NY
- ANALYST HUB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870144 · TX
- ANCHIN CAPITAL LLCActive Broker-Dealers · SEC file No. 00866133 · NY
- ANCHOR BAY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00851763 · CA
- ANCORIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870753 · NY
- ANDBANC BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00868759 · FL
- ANDERSEN ERIK BRECHLINGActive Broker-Dealers · SEC file No. 00828496 · CA
- ANDERSON LENEAVE & CO.Active Broker-Dealers · SEC file No. 00852584 · NC
- ANDES CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00867202 · IL
- ANDREW GARRETT INC.Active Broker-Dealers · SEC file No. 00844659 · NY
- ANGEL POND CAPITAL LLCActive Broker-Dealers · SEC file No. 00869910 · NY
- ANICO FINANCIAL SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00870298 · IA
- ANKURA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00853403 · NY
- ANNATTO LLCActive Broker-Dealers · SEC file No. 00871450 · CA
- ANOS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869809 · NY
- ANOVEST FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00866742 · GA
- ANSLEY SECURITIES LLCActive Broker-Dealers · SEC file No. 00851865 · MI
- ANTA CAPITAL LLCActive Broker-Dealers · SEC file No. 00871294 · VA
- ANTARCTICA ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869288 · FL
- ANTHEM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871308 · NY
- ANUBIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868859 · NY
- ANZ SECURITIES, INC.Active Broker-Dealers · SEC file No. 00847390 · NY
- AON SECURITIES LLCActive Broker-Dealers · SEC file No. 00814953 · IL
- AOS, INC.Active Broker-Dealers · SEC file No. 00866163 · IL
- APA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866745 · NJ
- APEX CLEARING CORPORATIONActive Broker-Dealers · SEC file No. 00823522 · TX
- APEX DIRECTActive Broker-Dealers · SEC file No. 00870414 · TX
- APEXINVEST MARKETS LLCActive Broker-Dealers · SEC file No. 00871181 · NY
- APEXUS CAPITAL LLCActive Broker-Dealers · SEC file No. 00869687 · CA
- APOLLO GLOBAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868542 · NY
- APPIA FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00871348 · NJ
- APPLIED CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869199 · IN
- APSEC CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868176 · CA
- APTO PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868746 · NJ
- APW CAPITAL, INC.Active Broker-Dealers · SEC file No. 00850433 · NJ
- AQ TECHNOLOGY PARTNERS LLCActive Broker-Dealers · SEC file No. 00870378 · CA
- AQR INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00869990 · CT
- AQUA MARKETS LLCActive Broker-Dealers · SEC file No. 00871509 · NY
- AQUAS FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870610 · TX
- AQUILO PARTNERS, L.P.Active Broker-Dealers · SEC file No. 00853441 · CA