Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- 16 POINTS LLCActive Broker-Dealers · SEC file No. 00869648 · PR
- COLONNADE ISLAND LLCActive Broker-Dealers · SEC file No. 00870961 · PR
- COLTON ALEXANDER SECURITIES LLCActive Broker-Dealers · SEC file No. 00870621 · PR
- CONNELLY CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871453 · PR
- CUATRO CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871161 · PR
- FIRST SOUTHERN, LLCActive Broker-Dealers · SEC file No. 00869733 · PR
- GAMMA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870195 · PR
- IB CAPITAL LLCActive Broker-Dealers · SEC file No. 00870754 · PR
- JOSEPH CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865293 · PR
- LETSGOTRADE, INC.Active Broker-Dealers · SEC file No. 00852511 · PR
- MCKENZIE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870627 · PR
- ORIENTAL FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00844516 · PR
- PALMAS SECURITIES LIMITED LIABILITY COMPANYActive Broker-Dealers · SEC file No. 00870653 · PR
- PANTEK PARTNERS ADVISORS LLCActive Broker-Dealers · SEC file No. 00870345 · PR
- PARITER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866064 · PR
- POPULAR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00824216 · PR
- ROBUS CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00869721 · PR
- UNIVERSAL FINANCIAL SERVICES INC.Active Broker-Dealers · SEC file No. 00866481 · PR