Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ACANTHUS U.S. LIMITEDActive Broker-Dealers · SEC file No. 00871244
- AGENTIS CAPITAL MARKETS US, LLCActive Broker-Dealers · SEC file No. 00871174
- ALPHA TRADING L.P.Active Broker-Dealers · SEC file No. 00869996
- ASANTE CAPITAL GROUP ADVISORS LLCActive Broker-Dealers · SEC file No. 00868701
- ATB CAPITAL MARKETS USA INC.Active Broker-Dealers · SEC file No. 00868692
- AVANTI SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00836814
- BAILLIE GIFFORD FUNDS SERVICES LLCActive Broker-Dealers · SEC file No. 00869448
- BEACON SECURITIES US LIMITEDActive Broker-Dealers · SEC file No. 00870463
- BFINANCE US LTD.Active Broker-Dealers · SEC file No. 00869021
- BLOOMBERG TRADEBOOK CANADA COMPANYActive Broker-Dealers · SEC file No. 00870683
- BRANT STREET CAPITAL INC.Active Broker-Dealers · SEC file No. 00870997
- CASGRAIN & COMPANY (USA) LIMITEDActive Broker-Dealers · SEC file No. 00850713
- CITCO SECURITIES INC.Active Broker-Dealers · SEC file No. 00868601
- CLARITY CAPITAL LIMITEDActive Broker-Dealers · SEC file No. 00870806
- CORMARK SECURITIES (USA) LIMITEDActive Broker-Dealers · SEC file No. 00852049
- CRESTA WESTHALL LLPActive Broker-Dealers · SEC file No. 00869126
- DAVY SECURITIESActive Broker-Dealers · SEC file No. 00866522
- DESJARDINS SECURITIES INTERNATIONAL INC.Active Broker-Dealers · SEC file No. 00853256
- ELM CAPITAL USA LIMITEDActive Broker-Dealers · SEC file No. 00868633
- EY-PARTHENON BD INC.Active Broker-Dealers · SEC file No. 00865929
- FM GLOBAL MARKETS INCActive Broker-Dealers · SEC file No. 00869581
- FUNDMENT LLCActive Broker-Dealers · SEC file No. 00871302
- HAYWOOD SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00849696
- INTEGRATED FINANCIAL PLANNING SERVICESActive Broker-Dealers · SEC file No. 00835120
- MD VANILLA B.V.Active Broker-Dealers · SEC file No. 00870645
- OMNI FINANCIAL GROUP INC /BDActive Broker-Dealers · SEC file No. 00837568
- PARADIGM CAPITAL U.S. INC.Active Broker-Dealers · SEC file No. 00852885
- PEEL HUNT INC.Active Broker-Dealers · SEC file No. 00868845
- PETERS & CO. EQUITIES INC.Active Broker-Dealers · SEC file No. 00848219
- PGM GLOBAL INC.Active Broker-Dealers · SEC file No. 00852850
- PICTET OVERSEAS INC.Active Broker-Dealers · SEC file No. 00847285
- QUESTRADE USA INC.Active Broker-Dealers · SEC file No. 00867899
- RAYMOND JAMES (USA) LTD.Active Broker-Dealers · SEC file No. 00842071
- RESEARCH CAPITAL USA INC.Active Broker-Dealers · SEC file No. 00848795
- SCP REAL ASSETS, LLCActive Broker-Dealers · SEC file No. 00871315
- SETTER CAPITAL INC.Active Broker-Dealers · SEC file No. 00867403
- TORCH PARTNERS CORPORATE FINANCE INCActive Broker-Dealers · SEC file No. 00868966
- VENTUM FINANCIAL (US) CORP.Active Broker-Dealers · SEC file No. 00865995