SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 98 matching (names starting with D)Source: SEC Company Information About Active Broker-Dealers
- D & D SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844989 · NJ
- D-MERC SERVICES LLCActive Broker-Dealers · SEC file No. 00870072 · CO
- D. B. MCKENNA & CO., INC.Active Broker-Dealers · SEC file No. 00833612 · VT
- D. BORAL CAPITAL LLCActive Broker-Dealers · SEC file No. 00852280 · NY
- D.A. DAVIDSON & CO.Active Broker-Dealers · SEC file No. 00802399 · MT
- D.E. SHAW SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00840745 · NY
- D.H. HILL SECURITIES, LLLPActive Broker-Dealers · SEC file No. 00849475 · TX
- D.M. KELLY & COMPANYActive Broker-Dealers · SEC file No. 00848398 · IA
- DABBAH SECURITIES CORP.Active Broker-Dealers · SEC file No. 00842634 · NY
- DAI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00847393 · GA
- DAIWA CAPITAL MARKETS AMERICA INC.Active Broker-Dealers · SEC file No. 00812242 · NY
- DAIWA CORPORATE ADVISORY LLCActive Broker-Dealers · SEC file No. 00866273 · NY
- DALMORE GROUP LLCActive Broker-Dealers · SEC file No. 00867002 · GA
- DAM CAPITAL (USA) INC.Active Broker-Dealers · SEC file No. 00868685 · FL
- DANSKE MARKETS INC.Active Broker-Dealers · SEC file No. 00853341 · NY
- DARWOOD ASSOCIATES INCORPORATEDActive Broker-Dealers · SEC file No. 00816560 · NJ
- DASH FINANCIAL TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00852503 · IL
- DASH PRIME LLCActive Broker-Dealers · SEC file No. 00849339 · IL
- DAVENPORT & COMPANY LLCActive Broker-Dealers · SEC file No. 00817103 · VA
- DAVID LERNER ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00820746 · NY
- DAVINCI CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00851580 · MA
- DAVIS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00839258 · AZ
- DAVIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00867174 · NY
- DAVY SECURITIESActive Broker-Dealers · SEC file No. 00866522
- DAWSON JAMES SECURITIES, INC.Active Broker-Dealers · SEC file No. 00866367 · FL
- DAYBRIGHT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870084 · FL
- DBS VICKERS SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00846837 · NY
- DCCA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868847 · AZ
- DCF, LLCActive Broker-Dealers · SEC file No. 00868111 · TN
- DCM BROKERS, LLCActive Broker-Dealers · SEC file No. 00867640 · IL
- DCMB SECURITIES LLCActive Broker-Dealers · SEC file No. 00867831 · TX
- DEALERWEB LLCActive Broker-Dealers · SEC file No. 00838103 · NJ
- DEALMAKER SECURITIES LLCActive Broker-Dealers · SEC file No. 00870756 · NY
- DECHEQUE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870602 · UT
- DEER ISLE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867803 · NY
- DELAWARE DISTRIBUTORS, L.P.Active Broker-Dealers · SEC file No. 00829755 · PA
- DELOITTE CORPORATE FINANCE LLCActive Broker-Dealers · SEC file No. 00853196 · IL
- DELPHOS MMJ L.P.Active Broker-Dealers · SEC file No. 00867083 · NY
- DELPHX SERVICES CORPORATIONActive Broker-Dealers · SEC file No. 00867379 · NJ
- DEMATTEO RESEARCH LLCActive Broker-Dealers · SEC file No. 00850395 · NY
- DEMETER ADVISORY GROUP, LLCActive Broker-Dealers · SEC file No. 00867919 · FL
- DENNING & COMPANY LLCActive Broker-Dealers · SEC file No. 00853532 · CA
- DESJARDINS SECURITIES INTERNATIONAL INC.Active Broker-Dealers · SEC file No. 00853256
- DESTRA CAPITAL INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00868006 · MT
- DEUTSCHE BANK SECURITIES INC.Active Broker-Dealers · SEC file No. 00817822 · NY
- DEVELOPMENT CORPORATION FOR ISRAELActive Broker-Dealers · SEC file No. 00804218 · NY
- DFA Securities LLCActive Broker-Dealers · SEC file No. 00827006 · TX
- DFPG INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00868730 · UT
- DIGITAL BROKERAGE SERVICES LLCActive Broker-Dealers · SEC file No. 00870512 · TX
- DIGITAL OFFERING LLCActive Broker-Dealers · SEC file No. 00869206 · CA