SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 66 matching (names starting with K)Source: SEC Company Information About Active Broker-Dealers
- K2 CAPITAL ASSET MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00871154 · NY
- KA ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00845640 · CA
- KAHN BROTHERS LLCActive Broker-Dealers · SEC file No. 00823135 · NY
- KAL CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870053 · CA
- KALORAMA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00852617 · DC
- KAPITALL GENERATION, LLCActive Broker-Dealers · SEC file No. 00868508 · FL
- KARMEQ, LLCActive Broker-Dealers · SEC file No. 00870320 · CA
- KATALYST SECURITIES LLCActive Broker-Dealers · SEC file No. 00853260 · NY
- KATAMA SECURITIES LLCActive Broker-Dealers · SEC file No. 00865708 · GA
- KAUFMAN & COMPANY, LLCActive Broker-Dealers · SEC file No. 00827911 · MA
- KAYAN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00868770 · CA
- KBD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852591 · NY
- KBFG SECURITIES AMERICA INC.Active Broker-Dealers · SEC file No. 00848651 · NY
- KBS CAPITAL MARKETS GROUP LLCActive Broker-Dealers · SEC file No. 00866581 · CA
- KCD FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00866005 · WI
- KCM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869959 · CA
- KCOE CAPITAL LLCActive Broker-Dealers · SEC file No. 00852955 · WA
- KEEFE, BRUYETTE & WOODS, INC.Active Broker-Dealers · SEC file No. 00810888 · NY
- KEEL POINT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00822990 · AL
- KELSON CAPITAL LLCActive Broker-Dealers · SEC file No. 00868147 · CT
- KEMA PARTNERS LLCActive Broker-Dealers · SEC file No. 00867600 · CA
- KENMAR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869482 · NY
- KENNEDY LEWIS CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00871025 · NY
- KENSINGTON CAPITAL CORP.Active Broker-Dealers · SEC file No. 00828301 · NY
- KEPLER CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00867194 · NY
- KERSHNER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867922 · TX
- KESTRA INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00849672 · TX
- KEY INVESTMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00866999 · OH
- KEYBANC CAPITAL MARKETS INC.Active Broker-Dealers · SEC file No. 00830177 · OH
- KEYSTONE TRADING PARTNERSActive Broker-Dealers · SEC file No. 00841621 · PA
- KIDRON CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00868192 · NY
- KILEY PARTNERS, INC.Active Broker-Dealers · SEC file No. 00848050 · NV
- KIMBANK CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00871321 · IL
- KIMELMAN & BAIRD, LLCActive Broker-Dealers · SEC file No. 00813028 · NY
- KINDLING MBD LLCActive Broker-Dealers · SEC file No. 00871258 · GA
- KINECTA FINANCIAL & INSURANCE SERVICES, LLCActive Broker-Dealers · SEC file No. 00867028 · CA
- KINETICS FUNDS DISTRIBUTOR LLCActive Broker-Dealers · SEC file No. 00813923 · NY
- KINGFISHER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852271 · MN
- KINGSROCK SECURITIES LLCActive Broker-Dealers · SEC file No. 00871064 · NY
- KINGSWOOD CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00869967 · NY
- KIPLING CAPITAL, INC.Active Broker-Dealers · SEC file No. 00849349 · CA
- KIPPSDESANTO & COMPANYActive Broker-Dealers · SEC file No. 00851183 · VA
- KITTLE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868967 · IN
- KIWOOM SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00845648 · NY
- KKR CAPITAL MARKETS II LLCActive Broker-Dealers · SEC file No. 00868358 · NY
- KKR CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00867578 · NY
- KLEON FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00865423 · NY
- KNG SECURITIES USA INCActive Broker-Dealers · SEC file No. 00871358 · NY
- KNOWN GROWTH LLCActive Broker-Dealers · SEC file No. 00871022 · NY
- KOEHLER FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00852190 · MI