SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 129 matchingSource: SEC Company Information About Active Broker-Dealers
- A.BRIDGE REALVEST SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00848937 · NJ
- ABN AMRO SECURITIES (USA) LLCActive Broker-Dealers · SEC file No. 00868398 · NJ
- ACA/PRUDENT INVESTORS PLANNING CORPORATIONActive Broker-Dealers · SEC file No. 00851899 · NJ
- ACS EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00836005 · NJ
- ADP BROKER-DEALER, INC.Active Broker-Dealers · SEC file No. 00847885 · NJ
- AHANA MARKETS LLCActive Broker-Dealers · SEC file No. 00870941 · NJ
- ALEXANDER CAPITAL, L.P.Active Broker-Dealers · SEC file No. 00848957 · NJ
- APA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866745 · NJ
- APPIA FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00871348 · NJ
- APTO PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868746 · NJ
- APW CAPITAL, INC.Active Broker-Dealers · SEC file No. 00850433 · NJ
- ASTOR RIDGE N.A. LLPActive Broker-Dealers · SEC file No. 00869728 · NJ
- BCG SECURITIES, INC.Active Broker-Dealers · SEC file No. 00812680 · NJ
- BETTINGER & LEECH FINANCIAL CORP.Active Broker-Dealers · SEC file No. 00830375 · NJ
- BLACKROCK EXECUTION SERVICESActive Broker-Dealers · SEC file No. 00848719 · NJ
- BLACKROCK INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00848436 · NJ
- BNP PARIBAS SECURITIES CORP.Active Broker-Dealers · SEC file No. 00832682 · NJ
- BONDXN TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00871194 · NJ
- BROAD STREET CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00852487 · NJ
- BUCKMAN, BUCKMAN & REID, INC.Active Broker-Dealers · SEC file No. 00840413 · NJ
- CAVU SECURITIES LLCActive Broker-Dealers · SEC file No. 00818428 · NJ
- CELADON FINANCIAL GROUP LLCActive Broker-Dealers · SEC file No. 00847288 · NJ
- CLEARVIEW TRADING ADVISORS, INC.Active Broker-Dealers · SEC file No. 00867501 · NJ
- COPPER BEECH CAPITAL LLCActive Broker-Dealers · SEC file No. 00871325 · NJ
- COREBRIDGE CAPITAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00828733 · NJ
- CRB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869740 · NJ
- CURVATURE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869384 · NJ
- D & D SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844989 · NJ
- DARWOOD ASSOCIATES INCORPORATEDActive Broker-Dealers · SEC file No. 00816560 · NJ
- DEALERWEB LLCActive Broker-Dealers · SEC file No. 00838103 · NJ
- DELPHX SERVICES CORPORATIONActive Broker-Dealers · SEC file No. 00867379 · NJ
- DLCC PRIMEActive Broker-Dealers · SEC file No. 00870716 · NJ
- DORSET PEAK SECURITIES LLCActive Broker-Dealers · SEC file No. 00870684 · NJ
- EMPIRE ASSET MANAGEMENT COMPANYActive Broker-Dealers · SEC file No. 00867520 · NJ
- ESSEX SECURITIES LLCActive Broker-Dealers · SEC file No. 00851472 · NJ
- EUREKACAP PARTNERS, INC.Active Broker-Dealers · SEC file No. 00867444 · NJ
- FELDSTEIN FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00853388 · NJ
- FINANCIAL NORTHEASTERN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00834883 · NJ
- FINPRO CAPITAL ADVISORS, INC.Active Broker-Dealers · SEC file No. 00868864 · NJ
- FIRST BROKERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00843035 · NJ
- FITZGIBBON TOIGO & CO. LLCActive Broker-Dealers · SEC file No. 00865468 · NJ
- FN REALTY ADVISORS LLCActive Broker-Dealers · SEC file No. 00871086 · NJ
- FOUR POINTS CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00850162 · NJ
- FULL COURT CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871131 · NJ
- GARDEN STATE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00825790 · NJ
- GEORGESON SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00851538 · NJ
- GLEN EAGLE WEALTH, LLCActive Broker-Dealers · SEC file No. 00865678 · NJ
- GRODSKY ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00844131 · NJ
- HARTFIELD, TITUS & DONNELLY, LLCActive Broker-Dealers · SEC file No. 00818974 · NJ
- HENNION & WALSH, INC.Active Broker-Dealers · SEC file No. 00841988 · NJ