Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- ARLINGTON CAPITAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870361 · AL
- BHK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867236 · AL
- CHICAGO ANALYTIC TRADING COMPANY, LLCActive Broker-Dealers · SEC file No. 00853698 · AL
- CRI M&A ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868689 · AL
- FNBB CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00866553 · AL
- FOUNDERS M&A ADVISORY, LLCActive Broker-Dealers · SEC file No. 00869638 · AL
- INVESTMENT DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00846802 · AL
- JOE JOLLY & CO., INC.Active Broker-Dealers · SEC file No. 00818805 · AL
- KEEL POINT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00822990 · AL
- LANARK FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00835870 · AL
- LEC INVESTMENT CORP.Active Broker-Dealers · SEC file No. 00841695 · AL
- PARK PLACE CAPITAL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00871138 · AL
- REDMONT CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870291 · AL
- SCA DEVELOPMENT, LLCActive Broker-Dealers · SEC file No. 00846677 · AL
- STONEX SECURITIES INC.Active Broker-Dealers · SEC file No. 00836638 · AL
- THE FRAZER LANIER COMPANY, INCORPORATEDActive Broker-Dealers · SEC file No. 00820267 · AL
- THORNTON FARISH INC.Active Broker-Dealers · SEC file No. 00837486 · AL
- VESTED SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870630 · AL