SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 78 matchingSource: SEC Company Information About Active Broker-Dealers
- 3ICO SECURITIES LLCActive Broker-Dealers · SEC file No. 00869544 · PA
- ABERDEEN FUND DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00867799 · PA
- AGILE TRADING TECHNOLOGIES, LLCActive Broker-Dealers · SEC file No. 00870466 · PA
- ALP FINANCIAL GROUP LLCActive Broker-Dealers · SEC file No. 00871427 · PA
- AMERICAN FINANCIAL ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00844065 · PA
- AXCELUS FINANCIAL DISTRIBUTION COMPANYActive Broker-Dealers · SEC file No. 00848416 · PA
- BA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868545 · PA
- BANCROFT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870035 · PA
- BEACONSFIELD FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00830993 · PA
- BRINKER CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00848110 · PA
- CENTERLINE CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00871313 · PA
- COMMONWEALTH ADVISORS, INC.Active Broker-Dealers · SEC file No. 00868673 · PA
- COVENTRY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868262 · PA
- CRESAP, INC.Active Broker-Dealers · SEC file No. 00842117 · PA
- DELAWARE DISTRIBUTORS, L.P.Active Broker-Dealers · SEC file No. 00829755 · PA
- DSP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870170 · PA
- E. E. POWELL & COMPANY INC.Active Broker-Dealers · SEC file No. 00808193 · PA
- ENVESTNET SECURITIES, INC.Active Broker-Dealers · SEC file No. 00871093 · PA
- EQT PARTNERS BD, LLCActive Broker-Dealers · SEC file No. 00870966 · PA
- FAIRMOUNT PARTNERS LPActive Broker-Dealers · SEC file No. 00867839 · PA
- FALLS BRIDGE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870247 · PA
- FEDERATED SECURITIES CORP.Active Broker-Dealers · SEC file No. 00815561 · PA
- FIDX MARKETS LLCActive Broker-Dealers · SEC file No. 00870981 · PA
- FNB AMERICA SECURITIES LLCActive Broker-Dealers · SEC file No. 00870589 · PA
- FORTUNE FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00849727 · PA
- FS INVESTMENT SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00867718 · PA
- FUND INVESTORS, INC.Active Broker-Dealers · SEC file No. 00838186 · PA
- GIRARD INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00814145 · PA
- GLOBAL EXECUTION BROKERS, LPActive Broker-Dealers · SEC file No. 00865878 · PA
- GRANT WILLIAMS L.P.Active Broker-Dealers · SEC file No. 00851249 · PA
- GRIFFIN FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00853711 · PA
- HAMILTON LANE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869675 · PA
- HARTFORD FUNDS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00851290 · PA
- HCC SECURITIES GROUP, INCActive Broker-Dealers · SEC file No. 00834645 · PA
- HERITAGE FINANCIAL SYSTEMS, LLCActive Broker-Dealers · SEC file No. 00866670 · PA
- HORNOR, TOWNSEND & KENT, LLCActive Broker-Dealers · SEC file No. 00814715 · PA
- HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00844779 · PA
- INVICTA CAPITAL LLCActive Broker-Dealers · SEC file No. 00869923 · PA
- INX Securities, LLCActive Broker-Dealers · SEC file No. 00869058 · PA
- J. ALDEN ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00848938 · PA
- JANNEY MONTGOMERY SCOTT LLCActive Broker-Dealers · SEC file No. 00800462 · PA
- JORDON VOYTEK CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00871311 · PA
- KEYSTONE TRADING PARTNERSActive Broker-Dealers · SEC file No. 00841621 · PA
- LARGO TRADING, L.P.Active Broker-Dealers · SEC file No. 00867047 · PA
- LINCOLN FINANCIAL DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00813431 · PA
- LINCOLN INVESTMENT PLANNING, LLCActive Broker-Dealers · SEC file No. 00814354 · PA
- MARATHON TRADING GROUP LLCActive Broker-Dealers · SEC file No. 00869169 · PA
- MARKS BAUGHAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00866615 · PA
- MCG SECURITIES LLCActive Broker-Dealers · SEC file No. 00869068 · PA
- MERIDIAN PLATFORM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869913 · PA