SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
Showing 1–50 of 62 matchingSource: SEC Company Information About Active Broker-Dealers
- AMERICAN HERITAGE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844466 · OH
- ARBOR COURT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867609 · OH
- AUGUSTAR DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00849296 · OH
- BROWN, GIBBONS, LANG & COMPANY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00844816 · OH
- CANDLEWOOD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865845 · OH
- CAPITAL CITY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867771 · OH
- CARLETON MCKENNA ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868971 · OH
- CBIZ FINANCIAL SOLUTIONS, INC.Active Broker-Dealers · SEC file No. 00834205 · OH
- CINCAP INVESTMENT GROUP, LLCActive Broker-Dealers · SEC file No. 00853652 · OH
- CLEVELAND RESEARCH COMPANY LLCActive Broker-Dealers · SEC file No. 00867482 · OH
- CONNERS & CO., INC.Active Broker-Dealers · SEC file No. 00808228 · OH
- CORE FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00868330 · OH
- EDGEPOINT CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00867594 · OH
- ETC BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00867719 · OH
- FIFTH THIRD SECURITIES, INC.Active Broker-Dealers · SEC file No. 00802428 · OH
- GLASFUNDS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871237 · OH
- HBK SORCE BROKERAGE LLCActive Broker-Dealers · SEC file No. 00853051 · OH
- HUNTINGTON SECURITIES, INC.Active Broker-Dealers · SEC file No. 00805761 · OH
- INDEPENDENCE CAPITAL CO., INC.Active Broker-Dealers · SEC file No. 00841331 · OH
- INVERNESS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866278 · OH
- INVESTMENT NETWORK, INC.Active Broker-Dealers · SEC file No. 00866036 · OH
- INVESTMENTS FOR YOU, INC.Active Broker-Dealers · SEC file No. 00844179 · OH
- J.P. MORGAN PRIME INC.Active Broker-Dealers · SEC file No. 00869703 · OH
- J.P. MORGAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00835008 · OH
- JPMORGAN DISTRIBUTION SERVICES, INC.Active Broker-Dealers · SEC file No. 00852700 · OH
- KEY INVESTMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00866999 · OH
- KEYBANC CAPITAL MARKETS INC.Active Broker-Dealers · SEC file No. 00830177 · OH
- LAZEAR CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870203 · OH
- LFT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870015 · OH
- LINCOLN DOUGLAS INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00868728 · OH
- LUMENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00831175 · OH
- MARSHBERRY CAPITAL, LLC.Active Broker-Dealers · SEC file No. 00868848 · OH
- MCDONALD PARTNERS LLCActive Broker-Dealers · SEC file No. 00866985 · OH
- MEEDER DISTRIBUTION SERVICES, INC.Active Broker-Dealers · SEC file No. 00847374 · OH
- MGO SECURITIES CORP.Active Broker-Dealers · SEC file No. 00847814 · OH
- MM ASCEND LIFE INVESTOR SERVICES, LLCActive Broker-Dealers · SEC file No. 00847309 · OH
- NATIONWIDE FUND DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00842135 · OH
- NATIONWIDE INVESTMENT SERVICES CORPORATIONActive Broker-Dealers · SEC file No. 00820254 · OH
- NATIONWIDE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00812500 · OH
- NAVIAN CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867695 · OH
- NORTHCOAST RESEARCH PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868115 · OH
- OBERLIN FINANCIAL INTERNATIONAL, LLCActive Broker-Dealers · SEC file No. 00870110 · OH
- OMNI FINANCIAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844034 · OH
- OPOC BROKER-DEALER, LLCActive Broker-Dealers · SEC file No. 00870183 · OH
- PNC WEALTH MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00866195 · OH
- RKCA, INC.Active Broker-Dealers · SEC file No. 00835572 · OH
- SKA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00853366 · OH
- STRATOS WEALTH SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870019 · OH
- SUPREME ALLIANCE LLCActive Broker-Dealers · SEC file No. 00851046 · OH
- THE HUNTINGTON INVESTMENT COMPANYActive Broker-Dealers · SEC file No. 00834867 · OH