SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 225 matching (names starting with B)Source: SEC Company Information About Active Broker-Dealers
- B. C. ZIEGLER AND COMPANYActive Broker-Dealers · SEC file No. 00800094 · IL
- B. RILEY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00841426 · VA
- B. RILEY WEALTH MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00831206 · TN
- B.B. GRAHAM & COMPANY, INC.Active Broker-Dealers · SEC file No. 00849477 · CA
- B&D CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870704 · NC
- B1CAPITAL INCActive Broker-Dealers · SEC file No. 00871412 · MS
- BA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868545 · PA
- BAADER HELVEA INC.Active Broker-Dealers · SEC file No. 00866540 · NY
- BABCOCK & BROWN SECURITIES LLCActive Broker-Dealers · SEC file No. 00869368 · CT
- BACK BAY LIFE SCIENCE ADVISORY, LLCActive Broker-Dealers · SEC file No. 00868931 · MA
- BACKSTROM MCCARLEY BERRY & CO., LLCActive Broker-Dealers · SEC file No. 00865679 · CA
- BAILLIE GIFFORD FUNDS SERVICES LLCActive Broker-Dealers · SEC file No. 00869448
- BAIN CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869599 · MA
- BAINBRIDGE CAPITAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870357 · CA
- BAIRD STRATEGAS LLCActive Broker-Dealers · SEC file No. 00868138 · NY
- BAKER TILLY CAPITAL, LLCActive Broker-Dealers · SEC file No. 00853480 · WI
- BALANCED SECURITY PLANNING, INC.Active Broker-Dealers · SEC file No. 00814842 · CA
- BALANZ CAPITAL USA LLCActive Broker-Dealers · SEC file No. 00871085 · FL
- BALLAST ROCK CAPITAL LLCActive Broker-Dealers · SEC file No. 00870943 · SC
- BAMBOO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870899 · NY
- BANCO DO BRASIL SECURITIES LLCActive Broker-Dealers · SEC file No. 00866625 · FL
- BANCROFT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870035 · PA
- BANKERS LIFE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869562 · IL
- BANORTE SECURITIES INTERNATIONAL LTDActive Broker-Dealers · SEC file No. 00845056 · TX
- BANYAN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00839716 · CA
- BANYAN TREE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869463 · CA
- BARCLAYS CAPITAL INC.Active Broker-Dealers · SEC file No. 00841342 · NY
- BARDI CO. LLCActive Broker-Dealers · SEC file No. 00869190 · CA
- BARINGS SECURITIES LLCActive Broker-Dealers · SEC file No. 00847589 · NC
- BARNABAS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870192 · NC
- BARNETT & PARTNERS ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866217 · NY
- BARON CAPITAL, INC.Active Broker-Dealers · SEC file No. 00827533 · NY
- BARRAMUNDI CAPITAL LLCActive Broker-Dealers · SEC file No. 00870812 · FL
- BARRETT & COMPANY, INC.Active Broker-Dealers · SEC file No. 00844856 · RI
- BARRINGTON RESEARCH ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00829831 · IL
- BASEROCK CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871191 · CO
- BATES SECURITIES, INC.Active Broker-Dealers · SEC file No. 00829005 · IL
- BATTERY EAST GROUP, LLCActive Broker-Dealers · SEC file No. 00869383 · CA
- BAY CREST PARTNERS, LLCActive Broker-Dealers · SEC file No. 00848931 · NY
- BAYBERRY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870351 · MD
- BAYRIDGE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868739 · CA
- BAYSHORE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866480 · FL
- BAYSTATE CAPITAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00848054 · MA
- BBVA SECURITIES INC.Active Broker-Dealers · SEC file No. 00842857 · NY
- BC PARTNERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870308 · NY
- BCG SECURITIES, INC.Active Broker-Dealers · SEC file No. 00812680 · NJ
- BCI SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869287 · FL
- BCP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00842836 · CT
- BCW SECURITIES LLCActive Broker-Dealers · SEC file No. 00867685 · CT
- BDA ADVISORS INC.Active Broker-Dealers · SEC file No. 00869049 · NY