SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 114 matching (names starting with H)Source: SEC Company Information About Active Broker-Dealers
- H & L EQUITIES, LLCActive Broker-Dealers · SEC file No. 00853371 · GA
- H. C. DENISON CO.Active Broker-Dealers · SEC file No. 00800044 · WI
- H.C.WAINWRIGHT & CO., LLCActive Broker-Dealers · SEC file No. 00843115 · NY
- HALEY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00852622 · NE
- HALLIDAY FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00845529 · NY
- HALO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869655 · IL
- HAMILTON CAVANAUGH INVESTMENT BROKERS, INC.Active Broker-Dealers · SEC file No. 00846982 · NY
- HAMILTON CLARK SUSTAINABLE CAPITAL, INC.Active Broker-Dealers · SEC file No. 00842236 · DC
- HAMILTON EXECUTIONS LLCActive Broker-Dealers · SEC file No. 00866025 · NY
- HAMILTON GRANT LLCActive Broker-Dealers · SEC file No. 00869192 · CA
- HAMILTON LANE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869675 · PA
- HAMPTONROCK PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870461 · TX
- HANCOCK WHITNEY INVESTMENT SERVICES INC.Active Broker-Dealers · SEC file No. 00849106 · LA
- HAND SECURITIES, INCActive Broker-Dealers · SEC file No. 00851001 · TX
- HANDELSBANKEN MARKETS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848279 · NY
- HANS, CHRISTIAN, ANDERSON, INC.Active Broker-Dealers · SEC file No. 00842130 · MI
- HANSON MCCLAIN RETIREMENT NETWORK, LLCActive Broker-Dealers · SEC file No. 00852250 · CA
- HANTZ FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00851291 · MI
- HAPI SECURITIES LLCActive Broker-Dealers · SEC file No. 00870646 · OR
- HARBOR FUNDS DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00853339 · IL
- HARBOR INVESTMENT ADVISORY, LLCActive Broker-Dealers · SEC file No. 00868334 · MD
- HARBOR VIEW ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868401 · FL
- HARBOUR INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00837373 · WI
- HARGER AND COMPANY, INC.Active Broker-Dealers · SEC file No. 00827287 · LA
- HARKEN CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869077 · MA
- HARLEY CAPITAL LLCActive Broker-Dealers · SEC file No. 00870571 · CT
- HAROLD W. DANCE INC.Active Broker-Dealers · SEC file No. 00812160 · UT
- HARPETH SECURITIES, LLCActive Broker-Dealers · SEC file No. 00853113 · TN
- HARRIS ASSOCIATES SECURITIES LLCActive Broker-Dealers · SEC file No. 00819988 · IL
- HARRIS WILLIAMS LLCActive Broker-Dealers · SEC file No. 00853380 · VA
- HARRISON SECURITIES INC /BDActive Broker-Dealers · SEC file No. 00837229 · TX
- HARTFIELD, TITUS & DONNELLY, LLCActive Broker-Dealers · SEC file No. 00818974 · NJ
- HARTFORD FUNDS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00851290 · PA
- HARVESTONS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00846293 · CO
- HASI SECURITIES LLCActive Broker-Dealers · SEC file No. 00868659 · MD
- HASTINGS CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00867517 · NY
- HATTERAS CAPITAL DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00867555 · NC
- HAVELI GLOBAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870971 · TX
- HAVERKAMP INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00871276 · IA
- HAYWOOD SECURITIES (USA) INC.Active Broker-Dealers · SEC file No. 00849696
- HAZARD & SIEGEL, INC.Active Broker-Dealers · SEC file No. 00813942 · NY
- HAZLETT, BURT & WATSON, INC.Active Broker-Dealers · SEC file No. 00817737 · WV
- HBK SORCE BROKERAGE LLCActive Broker-Dealers · SEC file No. 00853051 · OH
- HCC SECURITIES GROUP, INCActive Broker-Dealers · SEC file No. 00834645 · PA
- HEADLANDS TECHNOLOGIES SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869969 · IL
- HEALTHCARE COMMUNITY SECURITIES CORP.Active Broker-Dealers · SEC file No. 00846981 · NY
- HEDGE PRO LLCActive Broker-Dealers · SEC file No. 00870914 · GA
- HEDGEBAY SECURITIES LLCActive Broker-Dealers · SEC file No. 00865385 · CT
- HEDGECO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867470 · FL
- HEDGEMARK SECURITIES LLCActive Broker-Dealers · SEC file No. 00869106 · NY