SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 115 matching (names starting with I)Source: SEC Company Information About Active Broker-Dealers
- I5EQUITYActive Broker-Dealers · SEC file No. 00870216 · CA
- IA GLOBAL CAPITAL LLCActive Broker-Dealers · SEC file No. 00866255 · NY
- IAFF-FC INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00870884 · DC
- IASG ALTERNATIVES, LLCActive Broker-Dealers · SEC file No. 00869601 · IL
- IB CAPITAL LLCActive Broker-Dealers · SEC file No. 00870754 · PR
- IBKR SECURITIES SERVICES LLCActive Broker-Dealers · SEC file No. 00828569 · CT
- IBN FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00849815 · NY
- IBS HOLDING CORPORATIONActive Broker-Dealers · SEC file No. 00849385 · FL
- ICA, LLCActive Broker-Dealers · SEC file No. 00867717 · TN
- ICAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00853640 · NY
- ICBC STANDARD SECURITIES INC.Active Broker-Dealers · SEC file No. 00846816 · NY
- ICD SECURITIES INC.Active Broker-Dealers · SEC file No. 00866870 · FL
- ICE BONDS SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00865601 · NY
- ICE SECURITIES EXECUTION & CLEARING, LLCActive Broker-Dealers · SEC file No. 00870258 · NY
- ICG CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869379 · NC
- ICICI SECURITIES INC.Active Broker-Dealers · SEC file No. 00852746 · NY
- ICM CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870657 · NY
- ICMA-RC SERVICES, LLCActive Broker-Dealers · SEC file No. 00840268 · DC
- ICON CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00818148 · CA
- ICR CAPITAL LLCActive Broker-Dealers · SEC file No. 00869583 · CT
- IDAYTRADE INC.Active Broker-Dealers · SEC file No. 00851996 · NY
- IDB CAPITAL CORP.Active Broker-Dealers · SEC file No. 00853000 · NY
- IDX MARKETS, LLCActive Broker-Dealers · SEC file No. 00869459 · NJ
- IEX DAP LLCActive Broker-Dealers · SEC file No. 00870869 · NY
- IEX SERVICES LLCActive Broker-Dealers · SEC file No. 00869280 · NY
- IF SECURITIES LLCActive Broker-Dealers · SEC file No. 00870496 · FL
- IFAST SECURITIES US CORPORATIONActive Broker-Dealers · SEC file No. 00871137 · CA
- IFM (US) SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869201 · NY
- IFP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870150 · FL
- IHT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870256 · IL
- IIFL CAPITAL INC.Active Broker-Dealers · SEC file No. 00868100 · NY
- IM GLOBAL US DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00870266 · CA
- IMC EXECUTION SERVICES LLCActive Broker-Dealers · SEC file No. 00870343 · IL
- IMC SECURITIES LLCActive Broker-Dealers · SEC file No. 00867680 · IL
- IMC-CHICAGO, LLCActive Broker-Dealers · SEC file No. 00852600 · IL
- IMPACTU.INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00865527 · NY
- IMPERIAL CAPITAL, LLCActive Broker-Dealers · SEC file No. 00850397 · CA
- IMPERII SECURITIES LLCActive Broker-Dealers · SEC file No. 00870817 · CA
- IMST DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00866389 · ME
- INCENTRUM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869961 · NY
- INCLINE ADVISORS LLCActive Broker-Dealers · SEC file No. 00870413 · NV
- INCRED SECURITIES INCActive Broker-Dealers · SEC file No. 00871411 · NY
- INDEPENDENCE CAPITAL CO., INC.Active Broker-Dealers · SEC file No. 00841331 · OH
- INDEPENDENCE POINT SECURITIES LLCActive Broker-Dealers · SEC file No. 00870853 · NY
- INDEPENDENT FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00822870 · CA
- INDEPENDENT INVESTMENT BANKERS, CORP.Active Broker-Dealers · SEC file No. 00868609 · TX
- INEO CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867546 · FL
- INFINITY CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870115 · OK
- INFINITY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867647 · CA
- ING FINANCIAL MARKETS LLCActive Broker-Dealers · SEC file No. 00843978 · NY