SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 117 matchingSource: SEC Company Information About Active Broker-Dealers
- 1851 SECURITIES, INCActive Broker-Dealers · SEC file No. 00868495 · CT
- A.G.P. / ALLIANCE GLOBAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00825132 · CT
- ACCESS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00839729 · CT
- ALDER SECURITIES LLCActive Broker-Dealers · SEC file No. 00871092 · CT
- ALDERMAN & COMPANY CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867019 · CT
- ALDWYCH SECURITIES LLCActive Broker-Dealers · SEC file No. 00869286 · CT
- AMA SECURITIES LLCActive Broker-Dealers · SEC file No. 00851263 · CT
- AMG Distributors, Inc.Active Broker-Dealers · SEC file No. 00843057 · CT
- AQR INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00869990 · CT
- ARMSTRONG SECURITIES LLCActive Broker-Dealers · SEC file No. 00870480 · CT
- ASL CAPITAL MARKETS INC.Active Broker-Dealers · SEC file No. 00869872 · CT
- ATLANTIC - PACIFIC CAPITAL, INC.Active Broker-Dealers · SEC file No. 00848198 · CT
- BABCOCK & BROWN SECURITIES LLCActive Broker-Dealers · SEC file No. 00869368 · CT
- BCP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00842836 · CT
- BCW SECURITIES LLCActive Broker-Dealers · SEC file No. 00867685 · CT
- BESTEX RESEARCH SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870584 · CT
- BETHEL LANDING SECURITIES LLCActive Broker-Dealers · SEC file No. 00870881 · CT
- BETHESDA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869667 · CT
- BITOODA TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00870172 · CT
- BOOMERANG CAPITAL LLCActive Broker-Dealers · SEC file No. 00865273 · CT
- BUCKLER SECURITIES LLCActive Broker-Dealers · SEC file No. 00869807 · CT
- BUELL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00822058 · CT
- C&C TRADING L.L.C.Active Broker-Dealers · SEC file No. 00848631 · CT
- CAMBRIDGE INTERNATIONAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00849059 · CT
- CARTER CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00840524 · CT
- CC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868546 · CT
- CFS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00851330 · CT
- CHATSWORTH SECURITIES LLCActive Broker-Dealers · SEC file No. 00849199 · CT
- CICADA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870699 · CT
- CIGNA BENEFITS FINANCING, INC.Active Broker-Dealers · SEC file No. 00868563 · CT
- COMMONFUND SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850337 · CT
- CONNING INVESTMENT PRODUCTS, INC.Active Broker-Dealers · SEC file No. 00866444 · CT
- COOK PINE SECURITIES LLCActive Broker-Dealers · SEC file No. 00868444 · CT
- CRITO CAPITAL LLCActive Broker-Dealers · SEC file No. 00869050 · CT
- DOWLING & PARTNERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00835658 · CT
- DWM FINANCE LLCActive Broker-Dealers · SEC file No. 00867091 · CT
- EAGLE POINT SECURITIES LLCActive Broker-Dealers · SEC file No. 00871048 · CT
- EQUITY HILL CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871419 · CT
- EQUUS FINANCIAL CONSULTING LLCActive Broker-Dealers · SEC file No. 00866467 · CT
- ERG SECURITIES (US) LLCActive Broker-Dealers · SEC file No. 00865376 · CT
- FAIRVIEW SECURITIES, INC.Active Broker-Dealers · SEC file No. 00846868 · CT
- FMG DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00844258 · CT
- GE VERNOVA CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871185 · CT
- GLOBAL ATLANTIC DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00825027 · CT
- GP NURMENKARI INC.Active Broker-Dealers · SEC file No. 00868538 · CT
- GPP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869832 · CT
- GQR SECURITIES LLCActive Broker-Dealers · SEC file No. 00870305 · CT
- GRAY OAK CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870014 · CT
- GRAYSCALE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870437 · CT
- GREENWICH CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870402 · CT