SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 71 matching (names starting with O)Source: SEC Company Information About Active Broker-Dealers
- O'NEIL SECURITIES INCORPORATEDActive Broker-Dealers · SEC file No. 00811763 · MA
- O'TOOLE, HENRY J.Active Broker-Dealers · SEC file No. 00815522 · NY
- OAK HILLS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867740 · OK
- OAK TREE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00836138 · CA
- OAKLINS DP LLCActive Broker-Dealers · SEC file No. 00865749 · NY
- OAKPOINT SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00869477 · FL
- OAKWOOD CAPITAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00838631 · FL
- OASIS PRO MARKETS LLCActive Broker-Dealers · SEC file No. 00868164 · CT
- OBERLIN FINANCIAL INTERNATIONAL, LLCActive Broker-Dealers · SEC file No. 00870110 · OH
- OBERON SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866607 · NY
- OBERWEIS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849679 · IL
- OBEX SECURITIES LLCActive Broker-Dealers · SEC file No. 00865242 · NY
- OCEAN FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00869092 · FL
- OCEAN PARK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869722 · MN
- OCEANUS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866772 · NY
- OCP CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867556 · FL
- OCTAURA SECURITIES TRADINGCO LLCActive Broker-Dealers · SEC file No. 00870933 · NY
- ODDO BHF NEW YORK CORPORATIONActive Broker-Dealers · SEC file No. 00850975 · NY
- ODEON CAPITAL GROUP LLCActive Broker-Dealers · SEC file No. 00868033 · NY
- OFG FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00840770 · KS
- OHANAE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870389 · NY
- OLD CITY SECURITIES LLCActive Broker-Dealers · SEC file No. 00869488 · NY
- OLD GREENWICH PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865717 · FL
- OLD MISSION CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867867 · IL
- OLD MISSION MARKETS LLCActive Broker-Dealers · SEC file No. 00869691 · IL
- OLD SLIP CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00813023 · TX
- OLDEN LANE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869556 · NJ
- OLDFIELD CAPITAL GROUP LIMITED LIABILITY COMPANYActive Broker-Dealers · SEC file No. 00868991 · NY
- OLSEN PALMER LLCActive Broker-Dealers · SEC file No. 00869220 · DC
- OM PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870992 · TN
- OMEGA POINT SECURITIES LLCActive Broker-Dealers · SEC file No. 00869344 · GA
- OMNI FINANCIAL GROUP INC /BDActive Broker-Dealers · SEC file No. 00837568
- OMNI FINANCIAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844034 · OH
- OMNICAP, LLCActive Broker-Dealers · SEC file No. 00867082 · NY
- ONE 2800 CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00870388 · IN
- ONE AMHERST PARTNERS, L.L.C.Active Broker-Dealers · SEC file No. 00868445 · MI
- ONE GROWTH SECURITIES LLCActive Broker-Dealers · SEC file No. 00870641 · DE
- ONE VANDERBILT SECURITIES LLCActive Broker-Dealers · SEC file No. 00871289 · NY
- ONEAMERICA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00815009 · IN
- ONECHRONOS MARKETS LLCActive Broker-Dealers · SEC file No. 00869882 · NY
- ONEDIGITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871162 · KS
- ONESOURCE FI LLCActive Broker-Dealers · SEC file No. 00870595 · NY
- ONPEAK CAPITAL LLCActive Broker-Dealers · SEC file No. 00870565 · FL
- ONYX PARTNERS, INCORPORATEDActive Broker-Dealers · SEC file No. 00844352 · NV
- OPAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00824841 · CA
- OPEN LANE CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00871193 · TX
- OPEN TO THE PUBLIC INVESTING, INC.Active Broker-Dealers · SEC file No. 00866049 · NY
- OPENCASH SECURITIES LLCActive Broker-Dealers · SEC file No. 00870830 · PA
- OPENDEAL BROKER LLCActive Broker-Dealers · SEC file No. 00870055 · NY
- OPENYIELD TRADING LLCActive Broker-Dealers · SEC file No. 00871081 · NY