Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- ARC GROUP SECURITIES LLCActive Broker-Dealers · SEC file No. 00866541 · AZ
- BENEFIT FINANCE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00850982 · AZ
- BFP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00850798 · AZ
- BROOKLIGHT PLACE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00832673 · AZ
- CAPCONNECT EMARKETS, LLCActive Broker-Dealers · SEC file No. 00870596 · AZ
- CAPULENT LLCActive Broker-Dealers · SEC file No. 00868699 · AZ
- CCO CAPITAL, LLCActive Broker-Dealers · SEC file No. 00845375 · AZ
- CHRISTIAN FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00832070 · AZ
- CLICK IPO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869304 · AZ
- COLUMBIA WEST CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866930 · AZ
- DAVIS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00839258 · AZ
- DCCA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868847 · AZ
- FAIRPORT CAPITAL, INC.Active Broker-Dealers · SEC file No. 00832162 · AZ
- FAVORPOINT CAPITAL LLCActive Broker-Dealers · SEC file No. 00871360 · AZ
- INTEGRITY CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869829 · AZ
- LINK SECURITIES LLCActive Broker-Dealers · SEC file No. 00867641 · AZ
- M. S. HOWELLS & CO.Active Broker-Dealers · SEC file No. 00852558 · AZ
- MARTIN WOLF SECURITIES, LLCActive Broker-Dealers · SEC file No. 00851965 · AZ
- OSAIC SERVICES, INC.Active Broker-Dealers · SEC file No. 00866771 · AZ
- OSAIC WEALTH, INC.Active Broker-Dealers · SEC file No. 00840218 · AZ
- SAINTS ADVISORS LLCActive Broker-Dealers · SEC file No. 00853586 · AZ
- SCOTTSDALE CAPITAL ADVISORS CORPActive Broker-Dealers · SEC file No. 00853685 · AZ
- SUNSTREET SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867541 · AZ
- TAG WEALTH MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00814485 · AZ
- UNION CAPITAL COMPANYActive Broker-Dealers · SEC file No. 00853127 · AZ
- UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNERActive Broker-Dealers · SEC file No. 00838485 · AZ
- VENTUREAIDE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870211 · AZ
- VISION 4 FUND DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00870175 · AZ
- WALTON RE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869494 · AZ