SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
Showing 1–50 of 204 matchingSource: SEC Company Information About Active Broker-Dealers
- 3P ENERGY ADVISORS LLCActive Broker-Dealers · SEC file No. 00870023 · TX
- ACC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869239 · TX
- ADVANTURE CAPITAL SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00871402 · TX
- AFFILIATED BANKERS CAPITAL, L.L.C.Active Broker-Dealers · SEC file No. 00850032 · TX
- AHC SECURITIES LLCActive Broker-Dealers · SEC file No. 00871369 · TX
- ALL OPTIONS USA, LLCActive Broker-Dealers · SEC file No. 00871016 · TX
- ALLEGRO SECURITIES LLCActive Broker-Dealers · SEC file No. 00867218 · TX
- ALTACCESS SECURITIES COMPANY, L.P.Active Broker-Dealers · SEC file No. 00865183 · TX
- ALTERNA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849311 · TX
- ALTRUIST FINANCIAL LLCActive Broker-Dealers · SEC file No. 00870244 · TX
- ANALYST HUB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870144 · TX
- APEX CLEARING CORPORATIONActive Broker-Dealers · SEC file No. 00823522 · TX
- APEX DIRECTActive Broker-Dealers · SEC file No. 00870414 · TX
- AQUAS FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870610 · TX
- ARETE RESEARCH LLCActive Broker-Dealers · SEC file No. 00866145 · TX
- AUGMENT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870989 · TX
- AUSTIN GROWTH CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870816 · TX
- BANORTE SECURITIES INTERNATIONAL LTDActive Broker-Dealers · SEC file No. 00845056 · TX
- BLEY INVESTMENT GROUP, INC.Active Broker-Dealers · SEC file No. 00842701 · TX
- BRIDGEWAY SECURITIES CORPActive Broker-Dealers · SEC file No. 00871318 · TX
- BROWN AND BROWN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00832385 · TX
- BULLISH BOB BAGLEY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00841372 · TX
- BV SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852293 · TX
- CAMDEN FINANCIAL SERVICESActive Broker-Dealers · SEC file No. 00837303 · TX
- CAPITAL HILL GROUP, INC.Active Broker-Dealers · SEC file No. 00826145 · TX
- CAPITAL INSTITUTIONAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00822273 · TX
- CARVER EDISON CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870734 · TX
- CBRE CAPITAL ADVISORS, INC.Active Broker-Dealers · SEC file No. 00867319 · TX
- CENTERBOARD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868593 · TX
- CESTA CAPITAL LLCActive Broker-Dealers · SEC file No. 00871433 · TX
- CHARLES SCHWAB & CO., INC.Active Broker-Dealers · SEC file No. 00816514 · TX
- CHIRON SECURITIES LLCActive Broker-Dealers · SEC file No. 00844665 · TX
- COBRA TRADING, INC.Active Broker-Dealers · SEC file No. 00866548 · TX
- COMCAP HOLDINGS LLCActive Broker-Dealers · SEC file No. 00869759 · TX
- COMMERCE SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00828228 · TX
- COMMERCE STREET CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867606 · TX
- CONCHO TRANSACTIONS LLCActive Broker-Dealers · SEC file No. 00871462 · TX
- CONSTELLATION P2P, LLCActive Broker-Dealers · SEC file No. 00870608 · TX
- CRESCENT SECURITIES GROUP, INC.Active Broker-Dealers · SEC file No. 00853457 · TX
- CROSSMARK DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00830994 · TX
- CROW HOLDINGS SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00870656 · TX
- CRUTCHFIELD SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00867433 · TX
- CV SECURITIES LLCActive Broker-Dealers · SEC file No. 00871038 · TX
- D.H. HILL SECURITIES, LLLPActive Broker-Dealers · SEC file No. 00849475 · TX
- DCMB SECURITIES LLCActive Broker-Dealers · SEC file No. 00867831 · TX
- DFA Securities LLCActive Broker-Dealers · SEC file No. 00827006 · TX
- DIGITAL BROKERAGE SERVICES LLCActive Broker-Dealers · SEC file No. 00870512 · TX
- DOEREN MAYHEW CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869931 · TX
- DOO FINANCIAL US, INC.Active Broker-Dealers · SEC file No. 00841551 · TX
- DOUGLAS SCOTT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848506 · TX