SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 101 matchingSource: SEC Company Information About Active Broker-Dealers
- A.G. QUINTAL INVESTMENT COMPANY INC.Active Broker-Dealers · SEC file No. 00811684 · MA
- AERIS PARTNERS LLCActive Broker-Dealers · SEC file No. 00868579 · MA
- ALANTRA, LLCActive Broker-Dealers · SEC file No. 00840465 · MA
- AMERICA'S GROWTH CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865839 · MA
- ASCENSUS BROKER DEALER SERVICES, LLCActive Broker-Dealers · SEC file No. 00847312 · MA
- BACK BAY LIFE SCIENCE ADVISORY, LLCActive Broker-Dealers · SEC file No. 00868931 · MA
- BAIN CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869599 · MA
- BAYSTATE CAPITAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00848054 · MA
- BELLMARK PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868714 · MA
- BFC CAPITAL LLCActive Broker-Dealers · SEC file No. 00870272 · MA
- BHA SELECT NETWORK, LLCActive Broker-Dealers · SEC file No. 00869341 · MA
- BJC CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00870980 · MA
- BLUEFIN RESEARCH PARTNERS, INC.Active Broker-Dealers · SEC file No. 00865196 · MA
- BML SECURITIES LLCActive Broker-Dealers · SEC file No. 00869262 · MA
- BOLTON GLOBAL CAPITALActive Broker-Dealers · SEC file No. 00833222 · MA
- BOLTON SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00868187 · MA
- BOSTON PARTNERS SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00815648 · MA
- BOWEN, INC.Active Broker-Dealers · SEC file No. 00867510 · MA
- BRATTLE ADVISORS LLCActive Broker-Dealers · SEC file No. 00868585 · MA
- BROOKWOOD SECURITIES PARTNERS, LLCActive Broker-Dealers · SEC file No. 00846627 · MA
- BTS SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00826818 · MA
- CANACCORD GENUITY LLCActive Broker-Dealers · SEC file No. 00803271 · MA
- CAPSTONE CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00866572 · MA
- CBC SECURITIES, INC.Active Broker-Dealers · SEC file No. 00851315 · MA
- CCA CAPITAL LLCActive Broker-Dealers · SEC file No. 00868676 · MA
- CHARLES RIVER BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00866578 · MA
- CHESTNUT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848226 · MA
- CITIZENS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848744 · MA
- CLARENDON INSURANCE AGENCY, INC.Active Broker-Dealers · SEC file No. 00821590 · MA
- COLCHESTER PARTNERS LLCActive Broker-Dealers · SEC file No. 00865464 · MA
- COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00825845 · MA
- COMMONWEALTH EQUITY SERVICES, LLCActive Broker-Dealers · SEC file No. 00824040 · MA
- COMMONWEALTH PHARMA SECURITIES LLCActive Broker-Dealers · SEC file No. 00865456 · MA
- COMPASS SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00833438 · MA
- CONSENSUS SECURITIES LLCActive Broker-Dealers · SEC file No. 00867669 · MA
- COVINGTON ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00865997 · MA
- CURTIS POINT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870494 · MA
- DAVINCI CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00851580 · MA
- DUNN RUSH & CO. LLCActive Broker-Dealers · SEC file No. 00868293 · MA
- EASTERLY SECURITIES LLCActive Broker-Dealers · SEC file No. 00869661 · MA
- EXEMPLAR CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868740 · MA
- EZE CASTLE TRANSACTION SERVICES LLCActive Broker-Dealers · SEC file No. 00866577 · MA
- FIDELITY PRIME FINANCING, LLCActive Broker-Dealers · SEC file No. 00870261 · MA
- FREITAG CAPITAL LLCActive Broker-Dealers · SEC file No. 00870202 · MA
- FUSEFI CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867294 · MA
- GARRETT NAGLE & CO., INC.Active Broker-Dealers · SEC file No. 00820369 · MA
- GREEN PIER FINTECH LLCActive Broker-Dealers · SEC file No. 00870700 · MA
- HARKEN CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869077 · MA
- HOOPOE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870107 · MA
- HUNTWICKE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867865 · MA