Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- ACALYX ADVISORS INC.Active Broker-Dealers · SEC file No. 00869577 · VA
- AGECROFT PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867198 · VA
- ANTA CAPITAL LLCActive Broker-Dealers · SEC file No. 00871294 · VA
- ASSETPOINT FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00869332 · VA
- B. RILEY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00841426 · VA
- CAPITAL BROKERAGE CORPORATIONActive Broker-Dealers · SEC file No. 00826614 · VA
- CAPITOL SECURITIES MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00830353 · VA
- CARY STREET PARTNERS LLCActive Broker-Dealers · SEC file No. 00866085 · VA
- COOPERATIVE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870890 · VA
- CPT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871246 · VA
- DAVENPORT & COMPANY LLCActive Broker-Dealers · SEC file No. 00817103 · VA
- DMG SECURITIES,INC.Active Broker-Dealers · SEC file No. 00832235 · VA
- DOMINION PARTNERS, L.C.Active Broker-Dealers · SEC file No. 00850074 · VA
- EDWARD WOLFE LLCActive Broker-Dealers · SEC file No. 00870613 · VA
- EUROSCOPE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870598 · VA
- FINANCIAL SECURITY MANAGEMENT, INCORPORATEDActive Broker-Dealers · SEC file No. 00850094 · VA
- FIRST DOMINION CAPITAL CORPActive Broker-Dealers · SEC file No. 00833719 · VA
- FIRST GEORGETOWN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00818390 · VA
- FOCUS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868273 · VA
- FOLIO INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00852009 · VA
- FON CORPORATE FINANCE LLCActive Broker-Dealers · SEC file No. 00870500 · VA
- FRONTIER SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00866972 · VA
- GIT INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00827394 · VA
- GLADSTONE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866052 · VA
- GUIDANCE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865377 · VA
- HARRIS WILLIAMS LLCActive Broker-Dealers · SEC file No. 00853380 · VA
- HOMESTEAD FINANCIAL SERVICES CORP.Active Broker-Dealers · SEC file No. 00842682 · VA
- KIPPSDESANTO & COMPANYActive Broker-Dealers · SEC file No. 00851183 · VA
- LUCRUM CAPITAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870955 · VA
- MARRIOTT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868140 · VA
- MCLAUGHLIN RYDER INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00867911 · VA
- MCLEAN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852565 · VA
- MERIDIAN INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00829124 · VA
- NAVY FEDERAL INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00867161 · VA
- NORTHWEST FINANCIAL GROUP LLCActive Broker-Dealers · SEC file No. 00867698 · VA
- PACTOLUS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00821979 · VA
- SCOTT JAMES GROUP, INC.Active Broker-Dealers · SEC file No. 00852838 · VA
- SEQUEL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866778 · VA
- SPIRE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867635 · VA
- THOMPSON DAVIS & CO., INC.Active Broker-Dealers · SEC file No. 00849386 · VA
- VELERITY GROUP, INC.Active Broker-Dealers · SEC file No. 00850043 · VA
- VEST SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870829 · VA
- WEALTHFORGE DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00871216 · VA
- WEALTHFORGE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868464 · VA
- YR SECURITIES LLCActive Broker-Dealers · SEC file No. 00869578 · VA