Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- Q ADVISORS LLCActive Broker-Dealers · SEC file No. 00865975 · CO
- QATALYST PARTNERS LPActive Broker-Dealers · SEC file No. 00867887 · CA
- QUADRIGA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868580 · CO
- QUANTFURY TRADING USA LLCActive Broker-Dealers · SEC file No. 00870934 · NY
- QUANTITATIVE BROKERS, LLCActive Broker-Dealers · SEC file No. 00869396 · NY
- QUANTLAB BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00870274 · TX
- QUANTRIVER FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00868590 · FL
- QUASAR DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00852323 · ME
- QUATTRO M SECURITIES INC.Active Broker-Dealers · SEC file No. 00848629 · CT
- QUESTRADE USA INC.Active Broker-Dealers · SEC file No. 00867899
- QUILVEST CAPITAL PARTNERS SECURITIES LLCActive Broker-Dealers · SEC file No. 00869883 · NY
- QUINBROOK CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870725 · NY
- QUINCY CASS ASSOCIATES, INCORPORATEDActive Broker-Dealers · SEC file No. 00805743 · CA
- QUINCY WELLS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871322 · IL
- QUINT CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00842649 · NY
- QUOIN CAPITAL LLCActive Broker-Dealers · SEC file No. 00866980 · PA