Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ARCHER DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00868951 · MD
- BAYBERRY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870351 · MD
- BENGUR BRYAN & CO., INC.Active Broker-Dealers · SEC file No. 00847072 · MD
- BROADOAK PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867574 · MD
- CAMPBELL FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00850119 · MD
- CAPITAL PORTFOLIO MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00844225 · MD
- CEROS FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00847955 · MD
- CGA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00845684 · MD
- CHAPIN DAVIS, INC.Active Broker-Dealers · SEC file No. 00843485 · MD
- CHESSIECAP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00866565 · MD
- EATON VANCE DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00847939 · MD
- ENTERPRISE EQUITIES, INC.Active Broker-Dealers · SEC file No. 00843068 · MD
- EVERGREEN ADVISORS CAPITAL LLCActive Broker-Dealers · SEC file No. 00869143 · MD
- FIRST CRAFT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869006 · MD
- FOUNDERS FINANCIAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867137 · MD
- FRANKLIN DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00853089 · MD
- GLOBAL BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00847763 · MD
- GUGGENHEIM FUNDS DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00848842 · MD
- HARBOR INVESTMENT ADVISORY, LLCActive Broker-Dealers · SEC file No. 00868334 · MD
- HASI SECURITIES LLCActive Broker-Dealers · SEC file No. 00868659 · MD
- INTERNATIONAL MONEY MANAGEMENT GROUP, INC.Active Broker-Dealers · SEC file No. 00830417 · MD
- JACQUES FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00852675 · MD
- LGA CAPITAL CRE, LLCActive Broker-Dealers · SEC file No. 00869715 · MD
- LOMBARD SECURITIES INCORPORATEDActive Broker-Dealers · SEC file No. 00843340 · MD
- M&T SECURITIES, INC.Active Broker-Dealers · SEC file No. 00835185 · MD
- MORGAN STANLEY & CO. LLCActive Broker-Dealers · SEC file No. 00815869 · MD
- MORGAN STANLEY CAPITAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870819 · MD
- MORGAN STANLEY DISTRIBUTION, INC.Active Broker-Dealers · SEC file No. 00844766 · MD
- MORGAN STANLEY SMITH BARNEY LLCActive Broker-Dealers · SEC file No. 00868191 · MD
- NC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867360 · MD
- PALLADIUM CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00866223 · MD
- PRIME DEALER SERVICES CORP.Active Broker-Dealers · SEC file No. 00847025 · MD
- PROFUNDS DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00837601 · MD
- SC&H CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00868003 · MD
- SHOT TOWER SECURITIES LLCActive Broker-Dealers · SEC file No. 00869380 · MD
- T. ROWE PRICE INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00825130 · MD
- THE BALDWIN GROUP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870808 · MD
- ULLICO INVESTMENT COMPANY, LLCActive Broker-Dealers · SEC file No. 00866906 · MD
- WASHINGTON SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00851359 · MD
- XML SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867776 · MD