SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 70 matching (names starting with V)Source: SEC Company Information About Active Broker-Dealers
- VALDES & MORENO, INC.Active Broker-Dealers · SEC file No. 00847810 · MO
- VALIC FINANCIAL ADVISORS, INC.Active Broker-Dealers · SEC file No. 00850018 · TX
- VALIDATE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00866717 · NY
- VALKYRIE EQUITIES CORPORATIONActive Broker-Dealers · SEC file No. 00868754 · TX
- VALLEY FINANCIAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00852993 · NY
- VALLEY NATIONAL INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00834427 · PA
- VALMARK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00845463 · OH
- VALOR FINANCIAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00868291 · FL
- VALTUS CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00867754 · CA
- VAN CLEMENS & CO. INCORPORATEDActive Broker-Dealers · SEC file No. 00818414 · MN
- VAN ECK SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00804618 · NY
- VAN LANSCHOT KEMPEN (USA) INC.Active Broker-Dealers · SEC file No. 00848389 · NY
- VANAHEIM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870891 · IL
- VANDERBILT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00816712 · NY
- VANGUARD MARKETING CORPORATIONActive Broker-Dealers · SEC file No. 00821570 · TX
- VAQUERO CAPITAL LLCActive Broker-Dealers · SEC file No. 00867111 · OR
- VARIABLE INVESTMENT ADVISORS, INC.Active Broker-Dealers · SEC file No. 00850699 · SD
- VASILIOU & COMPANY INC.Active Broker-Dealers · SEC file No. 00836698 · FL
- VAXA PARTNERS LLCActive Broker-Dealers · SEC file No. 00871326 · NY
- VBC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00844141 · NJ
- VCS VENTURE SECURITIESActive Broker-Dealers · SEC file No. 00866069 · NY
- VECTORGLOBAL WMG, INC.Active Broker-Dealers · SEC file No. 00845715 · FL
- VELERITY GROUP, INC.Active Broker-Dealers · SEC file No. 00850043 · VA
- VELES SECURITIES LLCActive Broker-Dealers · SEC file No. 00871288 · IL
- VELOCITY CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869479 · NY
- VELOCITY CLEARING, LLCActive Broker-Dealers · SEC file No. 00865894 · NJ
- VELOCITYHEALTH SECURITIES, INC.Active Broker-Dealers · SEC file No. 00866848 · TN
- VELOX CLEARING LLCActive Broker-Dealers · SEC file No. 00870017 · FL
- VENTOUX SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868132 · NV
- VENTUM FINANCIAL (US) CORP.Active Broker-Dealers · SEC file No. 00865995
- VENTUREAIDE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870211 · AZ
- VERIT ADVISORS CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869433 · IL
- VERITAS CAPITAL SECURITIES L.L.C.Active Broker-Dealers · SEC file No. 00871002 · NY
- VERTICAL RESEARCH SECURITIES, INC.Active Broker-Dealers · SEC file No. 00871336 · CT
- VEST SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870829 · VA
- VESTECH SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849409 · MO
- VESTED SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870630 · AL
- VESTGEN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871316 · IL
- VESTLY CAPITALActive Broker-Dealers · SEC file No. 00871461 · FL
- VESTRA ADVISORS, LLCActive Broker-Dealers · SEC file No. 00871140 · FL
- VESTWELL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871272 · NY
- VEX SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870833 · CA
- VF SECURITIES, INCActive Broker-Dealers · SEC file No. 00870745 · CA
- VICENTE & PARTNERS LLCActive Broker-Dealers · SEC file No. 00870392 · NY
- VICTORY CAPITAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00847577 · OH
- VIENNA CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870631 · NY
- VIEW PARTNERS CAPITAL LLCActive Broker-Dealers · SEC file No. 00867828 · NY
- VIEWTRADE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00851605 · FL
- VIGILANT DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00869854 · PA
- VIRTU ALTERNET SECURITIES LLCActive Broker-Dealers · SEC file No. 00851939 · NY