Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ALPINE SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00831464 · UT
- AMERICAN FUNDS & TRUSTS INCORPORATEDActive Broker-Dealers · SEC file No. 00806939 · UT
- ATLAS CLEARING, INC.Active Broker-Dealers · SEC file No. 00814299 · UT
- AXOM PARTNERS LLCActive Broker-Dealers · SEC file No. 00871192 · UT
- BREX TREASURY LLCActive Broker-Dealers · SEC file No. 00870251 · UT
- BRUCE A. LEFAVI SECURITIES, INC.Active Broker-Dealers · SEC file No. 00826943 · UT
- COINZOOM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869255 · UT
- COMPOSER SECURITIES LLCActive Broker-Dealers · SEC file No. 00871057 · UT
- CREWE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868460 · UT
- DECHEQUE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870602 · UT
- DFPG INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00868730 · UT
- EDG CAPITAL LLCActive Broker-Dealers · SEC file No. 00871103 · UT
- GIGATRADE BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00871266 · UT
- GOLDMAN SACHS & CO. LLCActive Broker-Dealers · SEC file No. 00800129 · UT
- GOLDMAN SACHS FINANCIAL MARKETS, L.P.Active Broker-Dealers · SEC file No. 00851753 · UT
- HAROLD W. DANCE INC.Active Broker-Dealers · SEC file No. 00812160 · UT
- KPG CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00869158 · UT
- LRB PUBLIC FINANCE ADVISORS, INC.Active Broker-Dealers · SEC file No. 00848547 · UT
- M. H. LEBLANG, INC.Active Broker-Dealers · SEC file No. 00812730 · UT
- METHUSELAH CAPITAL LLCActive Broker-Dealers · SEC file No. 00869327 · UT
- MORETON CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00866620 · UT
- NORTH CAPITAL AGENCY BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00871176 · UT
- NORTH CAPITAL PRIVATE SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00868648 · UT
- ORCHARD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866719 · UT
- PREP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869611 · UT
- RIDGEVIEW CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866128 · UT
- ROCKDALE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869392 · UT
- SCRED SECURITIES US LLCActive Broker-Dealers · SEC file No. 00871275 · UT
- TRANSITIONAL BROKER LLCActive Broker-Dealers · SEC file No. 00870353 · UT
- TRETE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870701 · UT
- WINDRIVER CAPITAL, LLCActive Broker-Dealers · SEC file No. 00851365 · UT
- YUKI-CO, LLCActive Broker-Dealers · SEC file No. 00869709 · UT
- ZIONS DIRECT, INC.Active Broker-Dealers · SEC file No. 00835721 · UT