SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 124 matching (names starting with R)Source: SEC Company Information About Active Broker-Dealers
- R. F. LAFFERTY & CO., INC.Active Broker-Dealers · SEC file No. 00825581 · NY
- R. SEELAUS & CO., LLCActive Broker-Dealers · SEC file No. 00831475 · NJ
- R.M. DUNCAN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00830534 · AR
- R.M. STARK & CO., INC.Active Broker-Dealers · SEC file No. 00822543 · FL
- R.M.N. SECURITIES, INC.Active Broker-Dealers · SEC file No. 00838211 · NY
- R.W. SMITH & ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00834240 · NJ
- RA CAPITAL ASSOCIATES LLCActive Broker-Dealers · SEC file No. 00849263 · CA
- RABO SECURITIES USA, INC.Active Broker-Dealers · SEC file No. 00865525 · NY
- RACE ROCK CAPITAL LLCActive Broker-Dealers · SEC file No. 00868528 · MA
- RAINBRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00871373 · NY
- RAINE SECURITIES LLCActive Broker-Dealers · SEC file No. 00867121 · NY
- RAINMAKER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866667 · FL
- RAM FINANCIAL LLCActive Broker-Dealers · SEC file No. 00871221 · MI
- RANCE KING SECURITIES CORP.Active Broker-Dealers · SEC file No. 00831539 · CA
- RANGE INVESTING, LLCActive Broker-Dealers · SEC file No. 00871376 · NY
- RAPHAEL ARYEHActive Broker-Dealers · SEC file No. 00835565 · NY
- RAPID EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00869485 · IL
- RAYMOND JAMES (USA) LTD.Active Broker-Dealers · SEC file No. 00842071
- RAYMOND JAMES & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00810999 · FL
- RAYMOND JAMES FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00817983 · FL
- RB INTERNATIONAL MARKETS (USA) LLCActive Broker-Dealers · SEC file No. 00868761 · NY
- RBC CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00845411 · MN
- RBC CMA LTDActive Broker-Dealers · SEC file No. 00865401 · NY
- RBC SECURITIES, INCActive Broker-Dealers · SEC file No. 00852265 · CA
- RCX CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00853416 · TX
- REACTIVE MARKETS TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00871429 · NY
- REAGAN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00868760 · GA
- REALIZED FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00839659 · TX
- REALTA EQUITIES, INC.Active Broker-Dealers · SEC file No. 00840822 · DE
- REALTYX, LLCActive Broker-Dealers · SEC file No. 00870785 · CT
- RED MOUNTAIN SECURITIES LLCActive Broker-Dealers · SEC file No. 00870831 · CA
- REDBIRD BD, LLCActive Broker-Dealers · SEC file No. 00870125 · NY
- REDBRIDGE GLOBAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870909 · TX
- REDBRIDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869915 · TX
- REDE PARTNERS (AMERICAS) LLCActive Broker-Dealers · SEC file No. 00870269 · NY
- REDI GLOBAL TECHNOLOGIES LLCActive Broker-Dealers · SEC file No. 00849673 · NY
- REDMONT CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870291 · AL
- REDROCK TRADING PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866707 · GA
- REDSWAN MARKETS, LLCActive Broker-Dealers · SEC file No. 00871020 · TX
- REDTAIL CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869389 · MI
- REEF RESOURCES, LLCActive Broker-Dealers · SEC file No. 00866748 · WA
- REEF SECURITIES, INC.Active Broker-Dealers · SEC file No. 00845583 · TX
- REEVES, RICHARD GORDONActive Broker-Dealers · SEC file No. 00870210 · CO
- REGAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00821765 · IL
- REGIMENT SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00870607 · IL
- REGIONAL INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00851588 · FL
- REGIONS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868990 · GA
- REGISTER FINANCIAL ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00845012 · GA
- REGULUS FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00868275 · MI
- REHMANN FINANCIAL NETWORK, LLCActive Broker-Dealers · SEC file No. 00869134 · MI