SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 114 matching (names starting with W)Source: SEC Company Information About Active Broker-Dealers
- W CAMPION CAPITAL LLCActive Broker-Dealers · SEC file No. 00869453 · FL
- W G SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867346 · CT
- W.G. NIELSEN & CO.Active Broker-Dealers · SEC file No. 00849316 · CO
- W&S BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00824674 · OH
- WACHTEL & CO., INC.Active Broker-Dealers · SEC file No. 00811345 · DC
- WALL STREET ACCESSActive Broker-Dealers · SEC file No. 00825936 · NY
- WALL STREET CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00829897 · GA
- WALLACHBETH CAPITAL LLCActive Broker-Dealers · SEC file No. 00867936 · FL
- WALLEYE TRADING LLCActive Broker-Dealers · SEC file No. 00866988 · MN
- WALNUT CREEK CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866521 · GA
- WALTER GREENBLATT & ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00866211 · NY
- WALTON RE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869494 · AZ
- WASHINGTON SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00851359 · MD
- WATERFORD CAPITAL, INC.Active Broker-Dealers · SEC file No. 00839210 · TX
- WATERMILL INSTITUTIONAL TRADING LLCActive Broker-Dealers · SEC file No. 00868311 · NJ
- WATERVIEW SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867895 · TX
- WATERWAY CAPITAL LLCActive Broker-Dealers · SEC file No. 00866108 · MA
- WATSON MANAGEMENT ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00867127 · NY
- WAVECREST SECURITIES LLCActive Broker-Dealers · SEC file No. 00869029 · TN
- WAVEEDGE PARTNERS LLCActive Broker-Dealers · SEC file No. 00865863 · CA
- WAVELAND CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00848962 · CA
- WAYPOINT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868913 · WI
- WBB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00853660 · CA
- WEA INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00865926 · WI
- WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00866305 · MN
- WEALTH HOUSE CAPITAL INC.Active Broker-Dealers · SEC file No. 00870973 · NJ
- WEALTH SPACE ASSET MANAGEMENTActive Broker-Dealers · SEC file No. 00866008 · GA
- WEALTHFORGE DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00871216 · VA
- WEALTHFORGE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868464 · VA
- WEALTHFRONT BROKERAGE LLCActive Broker-Dealers · SEC file No. 00868534 · CA
- WEBULL FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869978 · NY
- WEBULL SECURITIES (US) LLCActive Broker-Dealers · SEC file No. 00871394 · FL
- WEDBUSH & CO., LLCActive Broker-Dealers · SEC file No. 00871158 · NY
- WEDBUSH SECURITIES INC.Active Broker-Dealers · SEC file No. 00812987 · CA
- WEILD CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866593 · CO
- WEITZ SECURITIES, INC.Active Broker-Dealers · SEC file No. 00835603 · NE
- WEITZEL FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00843093 · IA
- WELCOME LIFE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867450 · FL
- WELLESLEY HILLS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870742 · MA
- WELLFLEET INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00836769 · NY
- WELLINGTON FUNDS DISTRIBUTORS INC.Active Broker-Dealers · SEC file No. 00868476 · MA
- WELLINGTON SHIELDS & CO., LLCActive Broker-Dealers · SEC file No. 00868098 · NY
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCActive Broker-Dealers · SEC file No. 00828721 · MO
- WELLS FARGO CLEARING SERVICES, LLCActive Broker-Dealers · SEC file No. 00837180 · MO
- WELLS FARGO PRIME SERVICES, LLCActive Broker-Dealers · SEC file No. 00866677 · NY
- WELLS FARGO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865876 · MO
- WEMATCH.LIVE LLCActive Broker-Dealers · SEC file No. 00871007 · NY
- WESBANCO SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850220 · WV
- WESTBURY GROUP LLCActive Broker-Dealers · SEC file No. 00866284 · CT
- WESTCAP MARKETS, LLCActive Broker-Dealers · SEC file No. 00870895 · NH