SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 182 matching (names starting with T)Source: SEC Company Information About Active Broker-Dealers
- T CAPITAL FUNDING, LLCActive Broker-Dealers · SEC file No. 00866106 · FL
- T. E. LAIRD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869386 · MN
- T. ROWE PRICE INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00825130 · MD
- T.R. WINSTON & COMPANY, LLCActive Broker-Dealers · SEC file No. 00827519 · NJ
- T3 TRADING GROUP, LLCActive Broker-Dealers · SEC file No. 00868639 · NY
- TAG CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00870927 · NY
- TAG WEALTH MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00814485 · AZ
- TAHOE CAPITAL GROUP LLCActive Broker-Dealers · SEC file No. 00871480 · NV
- TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.Active Broker-Dealers · SEC file No. 00848097 · CT
- TALOS MARKETS LLCActive Broker-Dealers · SEC file No. 00871374 · NY
- TANDEM SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867321 · KS
- TANGENT CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867885 · NJ
- TAP SECURITIES LLCActive Broker-Dealers · SEC file No. 00868381 · NY
- TAPP ENGINE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870723 · MA
- TASTYTRADE, INC.Active Broker-Dealers · SEC file No. 00869649 · IL
- TC2000 BROKERAGE, INC.Active Broker-Dealers · SEC file No. 00868723 · NC
- TCBI SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870682 · TX
- TCFG WEALTH MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00869089 · CA
- TCG CAPITAL MARKETS L.L.C.Active Broker-Dealers · SEC file No. 00870061 · NY
- TCW FUNDS DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00831114 · CA
- TD ARRANGED SERVICES LLCActive Broker-Dealers · SEC file No. 00865509 · NY
- TD FINANCIAL PRODUCTS LLCActive Broker-Dealers · SEC file No. 00868677 · IL
- TD PRIVATE CLIENT WEALTH LLCActive Broker-Dealers · SEC file No. 00869105 · NY
- TD SECURITIES (USA) LLCActive Broker-Dealers · SEC file No. 00836747 · NY
- TECCA HOLDINGS LLCActive Broker-Dealers · SEC file No. 00866939 · TX
- TECHSPEED CLEARING LLCActive Broker-Dealers · SEC file No. 00870694 · TX
- TECKMEYER FINANCIAL SERVICES, L.L.C.Active Broker-Dealers · SEC file No. 00848501 · NE
- TELEGRAPH HILL BD LLCActive Broker-Dealers · SEC file No. 00870171 · CA
- TELESIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00871397 · FL
- TELSEY ADVISORY GROUP LLCActive Broker-Dealers · SEC file No. 00867988 · NY
- TEMPLUM MARKETS LLCActive Broker-Dealers · SEC file No. 00852169 · NY
- TENEO SECURITIES LLCActive Broker-Dealers · SEC file No. 00868354 · NY
- TENOAKS ENERGY ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869548 · TX
- TERRANOVA CAPITAL EQUITIES, INC.Active Broker-Dealers · SEC file No. 00850973 · NY
- TEXAKOMA FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00834706 · TX
- TEXAS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00865276 · TX
- TEXTURE CAPITAL, INC.Active Broker-Dealers · SEC file No. 00870310 · NY
- TFA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869822 · CA
- TH GLOBAL CAPITAL ADVISORS INC.Active Broker-Dealers · SEC file No. 00871329 · FL
- THALES CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00869498 · NY
- THE BAKER GROUP, LPActive Broker-Dealers · SEC file No. 00823684 · OK
- THE BALDWIN GROUP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870808 · MD
- THE BANK STREET GROUP L.L.C.Active Broker-Dealers · SEC file No. 00853542 · CT
- THE BENCHMARK COMPANY, LLCActive Broker-Dealers · SEC file No. 00840081 · NY
- THE CHAMPION GROUP, INC.Active Broker-Dealers · SEC file No. 00840417 · TX
- THE COURTNEY GROUP, LLCActive Broker-Dealers · SEC file No. 00853453 · CA
- THE ENTERPRISE SECURITIES COMPANYActive Broker-Dealers · SEC file No. 00842662 · MI
- THE FORBES SECURITIES GROUP LLCActive Broker-Dealers · SEC file No. 00869926 · CO
- THE FRAZER LANIER COMPANY, INCORPORATEDActive Broker-Dealers · SEC file No. 00820267 · AL
- THE GMS GROUP, LLCActive Broker-Dealers · SEC file No. 00823936 · NJ