SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 101–150 of 3,271Source: SEC Company Information About Active Broker-Dealers
- ALLEGIANCE CAPITAL, L.L.C.Active Broker-Dealers · SEC file No. 00852978 · ME
- ALLEGRO SECURITIES LLCActive Broker-Dealers · SEC file No. 00867218 · TX
- ALLEN & COMPANY LLCActive Broker-Dealers · SEC file No. 00812123 · NY
- ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00867477 · GA
- ALLIANCE-ONE INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00869868 · OK
- ALLIANCEBERNSTEIN INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00830851 · TN
- ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUMActive Broker-Dealers · SEC file No. 00823305 · WA
- ALLIANZ LIFE FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00813630 · MN
- ALLIED MILLENNIAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00834176 · NY
- ALLOCATIONS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870850 · CA
- ALLSPRING FUNDS DISTRIBUTOR, LLCActive Broker-Dealers · SEC file No. 00866716 · WI
- ALLSTATE FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00836365 · NE
- ALLY INVEST SECURITIES LLCActive Broker-Dealers · SEC file No. 00866982 · NC
- ALP FINANCIAL GROUP LLCActive Broker-Dealers · SEC file No. 00871427 · PA
- ALPACA SECURITIES LLCActive Broker-Dealers · SEC file No. 00869928 · NY
- ALPHA TRADING L.P.Active Broker-Dealers · SEC file No. 00869996
- ALPHALEDGER MARKETS, INCActive Broker-Dealers · SEC file No. 00870294 · WA
- ALPHASOURCE CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867759 · NY
- ALPINA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867753 · CO
- ALPINE SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00831464 · UT
- ALPS DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00834626 · CO
- ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC.Active Broker-Dealers · SEC file No. 00867659 · CO
- ALT FUND DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00867829 · NY
- ALTACCESS SECURITIES COMPANY, L.P.Active Broker-Dealers · SEC file No. 00865183 · TX
- ALTERNA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849311 · TX
- ALTERNATIVE INVESTMENT SOLUTIONS (USA) LLCActive Broker-Dealers · SEC file No. 00871434 · FL
- ALTERNATIVE MARKETS, LLCActive Broker-Dealers · SEC file No. 00871372 · FL
- ALTITUDE CAPITAL GROUP LLCActive Broker-Dealers · SEC file No. 00871060 · CA
- ALTO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870863 · TN
- ALTRUIST FINANCIAL LLCActive Broker-Dealers · SEC file No. 00870244 · TX
- ALVAREZ & MARSAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866055 · NY
- AMA SECURITIES LLCActive Broker-Dealers · SEC file No. 00851263 · CT
- AMBIT AMERICA INC.Active Broker-Dealers · SEC file No. 00871478 · NY
- AMD CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865422 · IL
- AMERANT INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00853612 · FL
- AMERAUDI INVESTMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00871153 · NY
- AMERICA'S GROWTH CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865839 · MA
- AMERICAN ALTERNATIVE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870651 · MI
- AMERICAN CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865165 · NY
- AMERICAN CENTURY INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00835220 · MO
- AMERICAN DISCOVERY ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869899 · CA
- AMERICAN ELM DISTRIBUTION PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868523 · NH
- AMERICAN ENTERPRISE INVESTMENT SERVICES INC.Active Broker-Dealers · SEC file No. 00842582 · MN
- AMERICAN FIDELITY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00815123 · OK
- AMERICAN FINANCIAL ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00844065 · PA
- AMERICAN FUNDS & TRUSTS INCORPORATEDActive Broker-Dealers · SEC file No. 00806939 · UT
- AMERICAN FUNDSTARS FINANCIAL GROUP LLCActive Broker-Dealers · SEC file No. 00870982 · CA
- AMERICAN GLOBAL WEALTH MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00821584 · GA
- AMERICAN HERITAGE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844466 · OH
- AMERICAN INDEPENDENT SECURITIES GROUP, LLCActive Broker-Dealers · SEC file No. 00866905 · ID