Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
- ANICO FINANCIAL SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00870298 · IA
- ATHENE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00847499 · IA
- AUSDAL FINANCIAL PARTNERS, INC.Active Broker-Dealers · SEC file No. 00824519 · IA
- BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00829426 · IA
- CAMBRIDGE INVESTMENT RESEARCH, INC.Active Broker-Dealers · SEC file No. 00848740 · IA
- CAPITAL MANAGEMENT PARTNERS, INC.Active Broker-Dealers · SEC file No. 00839446 · IA
- CUNA BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00830027 · IA
- D.M. KELLY & COMPANYActive Broker-Dealers · SEC file No. 00848398 · IA
- DIRECTED SERVICES LLCActive Broker-Dealers · SEC file No. 00839104 · IA
- FBL MARKETING SERVICES, LLCActive Broker-Dealers · SEC file No. 00815855 · IA
- FIDELITY & GUARANTY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870916 · IA
- FSB PREMIER WEALTH MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00844865 · IA
- HAVERKAMP INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00871276 · IA
- INTEGRITY ALLIANCE, LLC.Active Broker-Dealers · SEC file No. 00867239 · IA
- JANSSEN PARTNERS, INC.Active Broker-Dealers · SEC file No. 00850485 · IA
- NATIONS FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00850588 · IA
- PRINCIPAL FUNDS DISTRIBUTOR, INC.Active Broker-Dealers · SEC file No. 00850200 · IA
- PRINCIPAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00813975 · IA
- SAMMONS FINANCIAL NETWORK, LLCActive Broker-Dealers · SEC file No. 00868905 · IA
- SECURITIES MANAGEMENT AND RESEARCH, INC.Active Broker-Dealers · SEC file No. 00812745 · IA
- TRANSAMERICA FINANCIAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00833429 · IA
- WEITZEL FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00843093 · IA
- WILTON RE DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00871151 · IA