SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 284 matchingSource: SEC Company Information About Active Broker-Dealers
- 1ST DISCOUNT BROKERAGE, INC.Active Broker-Dealers · SEC file No. 00848557 · FL
- AAG CAPITAL, INC.Active Broker-Dealers · SEC file No. 00812911 · FL
- AC SUNSHINE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870837 · FL
- ACP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867185 · FL
- AGM SECURITIES LLCActive Broker-Dealers · SEC file No. 00866568 · FL
- AKAR CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00828026 · FL
- ALLARIA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869891 · FL
- ALTERNATIVE INVESTMENT SOLUTIONS (USA) LLCActive Broker-Dealers · SEC file No. 00871434 · FL
- ALTERNATIVE MARKETS, LLCActive Broker-Dealers · SEC file No. 00871372 · FL
- AMERANT INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00853612 · FL
- AMERICAN TRUST INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00814394 · FL
- AMPLIFY COMMUNITY INVESTMENT PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871089 · FL
- AMUNI FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00825338 · FL
- ANDBANC BROKERAGE, LLCActive Broker-Dealers · SEC file No. 00868759 · FL
- ANTARCTICA ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869288 · FL
- ARIA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866407 · FL
- ARX PRIME BROKERAGE LLCActive Broker-Dealers · SEC file No. 00871498 · FL
- ASHTON STEWART & CO., INC.Active Broker-Dealers · SEC file No. 00853239 · FL
- ASSUREDPARTNERS FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870374 · FL
- AURUS ADVISORS, INC.Active Broker-Dealers · SEC file No. 00866089 · FL
- AUSTIN ATLANTIC CAPITAL INC.Active Broker-Dealers · SEC file No. 00850509 · FL
- AVENTURA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867458 · FL
- AVENUE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870079 · FL
- AVM, L.P.Active Broker-Dealers · SEC file No. 00835136 · FL
- BALANZ CAPITAL USA LLCActive Broker-Dealers · SEC file No. 00871085 · FL
- BANCO DO BRASIL SECURITIES LLCActive Broker-Dealers · SEC file No. 00866625 · FL
- BARRAMUNDI CAPITAL LLCActive Broker-Dealers · SEC file No. 00870812 · FL
- BAYSHORE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866480 · FL
- BCI SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869287 · FL
- BEACH TREE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871416 · FL
- BENCHMARK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869024 · FL
- BENJAMIN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00823518 · FL
- BETA CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00848481 · FL
- BG STRATEGIC ADVISORS LLCActive Broker-Dealers · SEC file No. 00865677 · FL
- BGV SECURITIES USA, LLCActive Broker-Dealers · SEC file No. 00870772 · FL
- BHS FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00843850 · FL
- BIG SKY ENERGY CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869179 · FL
- BIRKELBACH & CO.Active Broker-Dealers · SEC file No. 00816623 · FL
- BLOOM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869805 · FL
- BLUE OCEAN ATS, LLCActive Broker-Dealers · SEC file No. 00870452 · FL
- BOSONIC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870815 · FL
- BPK INTERNATIONAL LLCActive Broker-Dealers · SEC file No. 00871281 · FL
- BRADESCO INVESTMENTS INC.Active Broker-Dealers · SEC file No. 00837483 · FL
- BROADSPAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00853423 · FL
- BULL MARKET SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869718 · FL
- BULLTICK, LLCActive Broker-Dealers · SEC file No. 00852493 · FL
- CADZ SECURITIES INCActive Broker-Dealers · SEC file No. 00871094 · FL
- CALTON & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00838635 · FL
- CAPACUITY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00832508 · FL
- CAPITAL & ESTATE MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00868039 · FL