Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- ALKALI PARTNERS, LLC.Active Broker-Dealers · SEC file No. 00870225 · OR
- FIRST SECURITIES NORTHWEST, INC.Active Broker-Dealers · SEC file No. 00830977 · OR
- HAPI SECURITIES LLCActive Broker-Dealers · SEC file No. 00870646 · OR
- INVESTMENT VISA CONSULTANTS, LLCActive Broker-Dealers · SEC file No. 00869361 · OR
- LIBERTY CAPITAL INVESTMENT CORPORATIONActive Broker-Dealers · SEC file No. 00842051 · OR
- M FINANCIAL SECURITIES MARKETING, INC.Active Broker-Dealers · SEC file No. 00867206 · OR
- M HOLDINGS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850214 · OR
- MSC - BD, LLCActive Broker-Dealers · SEC file No. 00867511 · OR
- PACIFIC COAST CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870364 · OR
- PAULSON INVESTMENT COMPANY LLCActive Broker-Dealers · SEC file No. 00826807 · OR
- SOMERSET SECURITIES, INC.Active Broker-Dealers · SEC file No. 00811539 · OR
- STANCORP EQUITIES, INC.Active Broker-Dealers · SEC file No. 00837563 · OR
- STEWARD PARTNERS INVESTMENT SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00802915 · OR
- US ARMA PARTNERS LPActive Broker-Dealers · SEC file No. 00866964 · OR
- VAQUERO CAPITAL LLCActive Broker-Dealers · SEC file No. 00867111 · OR