SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 51–100 of 3,271Source: SEC Company Information About Active Broker-Dealers
- ACORNS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869294 · CA
- ACP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867185 · FL
- ACQUIOM FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869408 · CO
- ACRISURE RE CORPORATE ADVISORY & SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00871130 · NY
- ACS EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00836005 · NJ
- ACT CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00870517 · WA
- ADELPHI STOCK BROKERS INC.Active Broker-Dealers · SEC file No. 00870519 · NY
- ADP BROKER-DEALER, INC.Active Broker-Dealers · SEC file No. 00847885 · NJ
- ADVANCED ADVISOR GROUP, LLCActive Broker-Dealers · SEC file No. 00867313 · MN
- ADVANCED STRATEGIES BROKER DEALER LLCActive Broker-Dealers · SEC file No. 00869118 · TN
- ADVANTAGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00848652 · IL
- ADVANTURE CAPITAL SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00871402 · TX
- ADVENTIX GLOBAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869427 · NY
- ADVISORS ASSET MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00851509 · CO
- AE FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870214 · KS
- AEC TRANSACTION SERVICES LLCActive Broker-Dealers · SEC file No. 00871142 · NY
- AEG CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869292 · IL
- AEGIS CAPITAL CORP.Active Broker-Dealers · SEC file No. 00831616 · NY
- AEGIS INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00833137 · MN
- AEI SECURITIES, INC.Active Broker-Dealers · SEC file No. 00816750 · MN
- AERIS PARTNERS LLCActive Broker-Dealers · SEC file No. 00868579 · MA
- AETHLON CAPITAL, L.L.CActive Broker-Dealers · SEC file No. 00849765 · MN
- AFFILIATED BANKERS CAPITAL, L.L.C.Active Broker-Dealers · SEC file No. 00850032 · TX
- AGA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865531 · WA
- AGECROFT PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867198 · VA
- AGENTIS CAPITAL MARKETS US, LLCActive Broker-Dealers · SEC file No. 00871174
- AGILE TRADING TECHNOLOGIES, LLCActive Broker-Dealers · SEC file No. 00870466 · PA
- AGM SECURITIES LLCActive Broker-Dealers · SEC file No. 00866568 · FL
- AHANA MARKETS LLCActive Broker-Dealers · SEC file No. 00870941 · NJ
- AHC SECURITIES LLCActive Broker-Dealers · SEC file No. 00871369 · TX
- AIME CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00871008 · NY
- AIP CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869973 · CA
- AIRLINK MARKETS, LLCActive Broker-Dealers · SEC file No. 00870946 · WA
- AIRWALLEX CAPITAL (US) LLCActive Broker-Dealers · SEC file No. 00871282 · CA
- AKAR CAPITAL MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00828026 · FL
- AKIN BAY COMPANY LLCActive Broker-Dealers · SEC file No. 00844363 · NY
- AKUNA SECURITIES LLCActive Broker-Dealers · SEC file No. 00868957 · IL
- ALAMO CAPITALActive Broker-Dealers · SEC file No. 00842293 · CA
- ALANTRA, LLCActive Broker-Dealers · SEC file No. 00840465 · MA
- ALBERT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870459 · CA
- ALDER SECURITIES LLCActive Broker-Dealers · SEC file No. 00871092 · CT
- ALDERMAN & COMPANY CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867019 · CT
- ALDWYCH SECURITIES LLCActive Broker-Dealers · SEC file No. 00869286 · CT
- ALERA SECURITIES LLCActive Broker-Dealers · SEC file No. 00871359 · IL
- ALEXANDER CAPITAL, L.P.Active Broker-Dealers · SEC file No. 00848957 · NJ
- ALEXANDER INVESTMENT SERVICES CO.Active Broker-Dealers · SEC file No. 00812525 · KY
- ALIGHT FINANCIAL SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00847344 · NC
- ALKALI PARTNERS, LLC.Active Broker-Dealers · SEC file No. 00870225 · OR
- ALL OPTIONS USA, LLCActive Broker-Dealers · SEC file No. 00871016 · TX
- ALLARIA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869891 · FL