Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- AE FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00870214 · KS
- CABIN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867097 · KS
- CBOE TRADING, INC.Active Broker-Dealers · SEC file No. 00867043 · KS
- CC CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00871443 · KS
- CENTRAL STATES CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00868711 · KS
- COPPER FINANCIAL NETWORK, LLCActive Broker-Dealers · SEC file No. 00869295 · KS
- CREATIVEONE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868494 · KS
- CU INVESTMENT SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00850400 · KS
- FAS CORP.Active Broker-Dealers · SEC file No. 00850307 · KS
- FIRST ASSET FINANCIAL INC.Active Broker-Dealers · SEC file No. 00867191 · KS
- GREAT AMERICAN INVESTORS, INC.Active Broker-Dealers · SEC file No. 00844380 · KS
- LOCKTON INVESTMENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867090 · KS
- LODAS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870676 · KS
- MATRIX 360 DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00869013 · KS
- MSEC, LLCActive Broker-Dealers · SEC file No. 00868627 · KS
- OFG FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00840770 · KS
- ONEDIGITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871162 · KS
- RIEDL FIRST SECURITIES COMPANY OF KANSASActive Broker-Dealers · SEC file No. 00845164 · KS
- SECURITY DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00810781 · KS
- TANDEM SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867321 · KS