Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- 1031 SECURITIES INC.Active Broker-Dealers · SEC file No. 00871095 · MI
- AMERICAN ALTERNATIVE CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870651 · MI
- ANSLEY SECURITIES LLCActive Broker-Dealers · SEC file No. 00851865 · MI
- AURORA SECURITIES INCActive Broker-Dealers · SEC file No. 00851322 · MI
- BURNHAM & FLOWER FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00853389 · MI
- CASCADE PARTNERS BD, LLCActive Broker-Dealers · SEC file No. 00868063 · MI
- CENTENNIAL SECURITIES COMPANY, INC.Active Broker-Dealers · SEC file No. 00823406 · MI
- CIG SECURITIES, INC.Active Broker-Dealers · SEC file No. 00866266 · MI
- COMERICA SECURITIES,INC.Active Broker-Dealers · SEC file No. 00835001 · MI
- CONCORDE INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00868388 · MI
- CONFIDENTIAL MANAGEMENT FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00831691 · MI
- CORECAP INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00847783 · MI
- DONNELLY PENMAN & PARTNERS INC.Active Broker-Dealers · SEC file No. 00852909 · MI
- ELE WEALTH SOLUTIONS, INC.Active Broker-Dealers · SEC file No. 00848467 · MI
- GCG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871019 · MI
- GLP INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00841868 · MI
- GREGORY J. SCHWARTZ & CO., INC.Active Broker-Dealers · SEC file No. 00820955 · MI
- HANS, CHRISTIAN, ANDERSON, INC.Active Broker-Dealers · SEC file No. 00842130 · MI
- HANTZ FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00851291 · MI
- HSIP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871297 · MI
- J.W. KORTH & COMPANY, LIMITED PARTNERSHIPActive Broker-Dealers · SEC file No. 00842712 · MI
- JACK V. BUTTERFIELD INVESTMENT COMPANYActive Broker-Dealers · SEC file No. 00812454 · MI
- JAG TRADING L.L.C.Active Broker-Dealers · SEC file No. 00853408 · MI
- KOEHLER FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00852190 · MI
- KRAMBO CORPORATIONActive Broker-Dealers · SEC file No. 00820957 · MI
- MBX CLEARING LLCActive Broker-Dealers · SEC file No. 00870923 · MI
- MULTI-BANK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00839547 · MI
- NYPPEX, LLCActive Broker-Dealers · SEC file No. 00851849 · MI
- ONE AMHERST PARTNERS, L.L.C.Active Broker-Dealers · SEC file No. 00868445 · MI
- PARADIGM EQUITIES, INC.Active Broker-Dealers · SEC file No. 00845593 · MI
- PARKLAND SECURITIES, LLCActive Broker-Dealers · SEC file No. 00853482 · MI
- PLANTE MORAN INSURANCE AGENCY SERVICES, LLCActive Broker-Dealers · SEC file No. 00865976 · MI
- RAM FINANCIAL LLCActive Broker-Dealers · SEC file No. 00871221 · MI
- REDTAIL CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869389 · MI
- REGULUS FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00868275 · MI
- REHMANN FINANCIAL NETWORK, LLCActive Broker-Dealers · SEC file No. 00869134 · MI
- SIGMA FINANCIAL CORPORATIONActive Broker-Dealers · SEC file No. 00830466 · MI
- SRT SECURITIES LLCActive Broker-Dealers · SEC file No. 00834415 · MI
- STOUT CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865979 · MI
- THE ENTERPRISE SECURITIES COMPANYActive Broker-Dealers · SEC file No. 00842662 · MI
- UHY CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00853608 · MI
- USA FINANCIAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00852342 · MI
- WOODWARD PARK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871206 · MI
- WWF SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870662 · MI