Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- 3WIRE ADVISORY LLCActive Broker-Dealers · SEC file No. 00871082 · DC
- CHERTOFF CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867707 · DC
- COMPASS POINT RESEARCH & TRADING, LLCActive Broker-Dealers · SEC file No. 00865866 · DC
- EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869932 · DC
- ENVERRA CAPITAL LLCActive Broker-Dealers · SEC file No. 00866198 · DC
- FOLGER NOLAN FLEMING DOUGLAS INCORPORATEDActive Broker-Dealers · SEC file No. 00803335 · DC
- FTI CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00865587 · DC
- GB CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00841854 · DC
- HAMILTON CLARK SUSTAINABLE CAPITAL, INC.Active Broker-Dealers · SEC file No. 00842236 · DC
- HEIGHT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868277 · DC
- IAFF-FC INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00870884 · DC
- ICMA-RC SERVICES, LLCActive Broker-Dealers · SEC file No. 00840268 · DC
- KALORAMA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00852617 · DC
- OLSEN PALMER LLCActive Broker-Dealers · SEC file No. 00869220 · DC
- RSP INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00869046 · DC
- SCULLY CAPITAL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00838388 · DC
- WACHTEL & CO., INC.Active Broker-Dealers · SEC file No. 00811345 · DC