SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 95 matching (names starting with N)Source: SEC Company Information About Active Broker-Dealers
- N. B. ZOULLAS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00844285 · NY
- N.A. INVESTCORP LLCActive Broker-Dealers · SEC file No. 00866812 · NY
- N.E. PRIVATE CLIENT, LTDActive Broker-Dealers · SEC file No. 00866968 · MA
- N.I.S. FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00815919 · MO
- NABSECURITIES, LLCActive Broker-Dealers · SEC file No. 00851785 · NY
- NANCY BARRON & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00844803 · KY
- NANTX GLOBAL CAPITAL, LLCActive Broker-Dealers · SEC file No. 00867928 · NY
- NASDAQ CAPITAL MARKETS ADVISORY LLCActive Broker-Dealers · SEC file No. 00852750 · NY
- NASDAQ EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00837329 · PA
- NASSAU STREET SECURITIES LLCActive Broker-Dealers · SEC file No. 00871448 · NY
- NATALLIANCE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00848723 · TX
- NATIONAL BANK OF CANADA FINANCIAL INC.Active Broker-Dealers · SEC file No. 00839947 · NY
- NATIONAL FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00826740 · TX
- NATIONS FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00850588 · IA
- NATIONWIDE FUND DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00842135 · OH
- NATIONWIDE INVESTMENT SERVICES CORPORATIONActive Broker-Dealers · SEC file No. 00820254 · OH
- NATIONWIDE PLANNING ASSOCIATES INC.Active Broker-Dealers · SEC file No. 00845310 · NJ
- NATIONWIDE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00812500 · OH
- NATISA SECURITIES LLCActive Broker-Dealers · SEC file No. 00871010 · IL
- NATIXIS DISTRIBUTION, LLCActive Broker-Dealers · SEC file No. 00846325 · MA
- NATIXIS SECURITIES AMERICAS LLCActive Broker-Dealers · SEC file No. 00800719 · NY
- NATWEST MARKETS SECURITIES INC.Active Broker-Dealers · SEC file No. 00837135 · CT
- NAVAID FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00849897 · NJ
- NAVIAN CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867695 · OH
- NAVIDAR GROUP LLCActive Broker-Dealers · SEC file No. 00867954 · TX
- NAVY FEDERAL INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00867161 · VA
- NC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867360 · MD
- NCG SECURITIES LLCActive Broker-Dealers · SEC file No. 00869033 · NJ
- NCMG LLCActive Broker-Dealers · SEC file No. 00870824 · NY
- NEAR EARTH, LLCActive Broker-Dealers · SEC file No. 00865846 · CT
- NEEDHAM & COMPANY, LLCActive Broker-Dealers · SEC file No. 00833772 · NY
- NELSON IVEST BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00826448 · FL
- NELSON SECURITIES,INC.Active Broker-Dealers · SEC file No. 00830576 · WA
- NEST INVESTMENTS BD LLCActive Broker-Dealers · SEC file No. 00870117 · PA
- NESTLERODE & LOY, INC.Active Broker-Dealers · SEC file No. 00812629 · PA
- NETCAPITAL SECURITIES INC.Active Broker-Dealers · SEC file No. 00871228 · MA
- NETREX CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869037 · FL
- NETSHARES FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00870502 · TX
- NETWORK 1 FINANCIAL SECURITIES INC.Active Broker-Dealers · SEC file No. 00829471 · NJ
- NEUBERGER BERMAN BD LLCActive Broker-Dealers · SEC file No. 00801068 · NY
- NEW CENTURY CAPITAL PARTNERS, INC.Active Broker-Dealers · SEC file No. 00867873 · CA
- NEW HARBOR VENTURE PARTNERS LLCActive Broker-Dealers · SEC file No. 00869779 · NJ
- NEWBRIDGE SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00852538 · FL
- NEWEDGE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00827663 · PA
- NEWMARK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870554 · NY
- NEWOAK CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00852532 · NY
- NEXBANK SECURITIES INCActive Broker-Dealers · SEC file No. 00866705 · TX
- NEXPOINT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869128 · TX
- NEXTGEN CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869418 · GA
- NEXTIER DISTRIBUTION LLCActive Broker-Dealers · SEC file No. 00867094 · NC