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SEC Broker-Dealers Register · Public

Active broker-dealers, from the SEC's own list.

3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.

Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.

Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers

Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).

U.S. Securities and Exchange Commission Company Information About Active Broker-Dealers (the authoritative record) ↗

This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.

Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.

The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.

To request a correction or removal, contact hello@getomnified.com

Showing 1–17 of 17 matching (names starting with a digit or symbol)Source: SEC Company Information About Active Broker-Dealers
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