Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- AMERICAN CENTURY INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00835220 · MO
- ARLINGTON SECURITIES, INCORPORATEDActive Broker-Dealers · SEC file No. 00838098 · MO
- BENJAMIN F. EDWARDS & COMPANY, INC.Active Broker-Dealers · SEC file No. 00868023 · MO
- BEYONDTRADE SECURITIES INC.Active Broker-Dealers · SEC file No. 00870280 · MO
- BURCH & COMPANY, INCActive Broker-Dealers · SEC file No. 00852121 · MO
- CLARK FINANCIAL SERVICES GROUP INC /BDActive Broker-Dealers · SEC file No. 00848605 · MO
- COMMERCE BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00835096 · MO
- CONSOLIDATED FINANCIAL INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00837004 · MO
- EDWARD D. JONES & CO., L.P.Active Broker-Dealers · SEC file No. 00800759 · MO
- FG CAPITAL LCActive Broker-Dealers · SEC file No. 00865777 · MO
- FIRST BANKERS' BANC SECURITIES, INCActive Broker-Dealers · SEC file No. 00831584 · MO
- FIRST HEARTLAND CAPITAL, INC.Active Broker-Dealers · SEC file No. 00846008 · MO
- FORVIS MAZARS CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00850322 · MO
- HEIM, YOUNG & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00848500 · MO
- HUNTLEIGH SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00821893 · MO
- L.J. HART AND COMPANYActive Broker-Dealers · SEC file No. 00843976 · MO
- LARSON FINANCIAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868456 · MO
- LIQUIFI360 LLCActive Broker-Dealers · SEC file No. 00871332 · MO
- M&A SECURITIES GROUP, INC.Active Broker-Dealers · SEC file No. 00848926 · MO
- N.I.S. FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00815919 · MO
- PATRICK CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00834099 · MO
- PENROD FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00840088 · MO
- RETIREMENT PLAN ADVISORS SERVICES, LLCActive Broker-Dealers · SEC file No. 00853159 · MO
- RUBINBROWN CORPORATE FINANCE, LLCActive Broker-Dealers · SEC file No. 00870975 · MO
- SABLE CAPITAL LLCActive Broker-Dealers · SEC file No. 00853400 · MO
- SAUER, DAZEY INVESTMENT COMPANYActive Broker-Dealers · SEC file No. 00833262 · MO
- SAXONY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00853490 · MO
- SMITH, MOORE & CO.Active Broker-Dealers · SEC file No. 00827480 · MO
- SOGOTRADE, INC.Active Broker-Dealers · SEC file No. 00835930 · MO
- STERN BROTHERS & CO.Active Broker-Dealers · SEC file No. 00833724 · MO
- STIFEL INDEPENDENT ADVISORS, LLCActive Broker-Dealers · SEC file No. 00843514 · MO
- STIFEL, NICOLAUS & COMPANY, INCORPORATEDActive Broker-Dealers · SEC file No. 00801447 · MO
- SUNSET FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00814148 · MO
- TRADEBOT SYSTEMS, INC.Active Broker-Dealers · SEC file No. 00853557 · MO
- UMB FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00834999 · MO
- VALDES & MORENO, INC.Active Broker-Dealers · SEC file No. 00847810 · MO
- VESTECH SECURITIES, INC.Active Broker-Dealers · SEC file No. 00849409 · MO
- WELLS FARGO ADVISORS FINANCIAL NETWORK, LLCActive Broker-Dealers · SEC file No. 00828721 · MO
- WELLS FARGO CLEARING SERVICES, LLCActive Broker-Dealers · SEC file No. 00837180 · MO
- WELLS FARGO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865876 · MO