Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- ABRAHAM SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00829452 · WA
- ACT CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00870517 · WA
- AGA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865531 · WA
- AIRLINK MARKETS, LLCActive Broker-Dealers · SEC file No. 00870946 · WA
- ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUMActive Broker-Dealers · SEC file No. 00823305 · WA
- ALPHALEDGER MARKETS, INCActive Broker-Dealers · SEC file No. 00870294 · WA
- BLUE QUARTZ INVESTMENTS LLCActive Broker-Dealers · SEC file No. 00871126 · WA
- BP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869951 · WA
- CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.Active Broker-Dealers · SEC file No. 00821025 · WA
- CASCADIA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00852064 · WA
- COLDSTREAM SECURITIES, INC.Active Broker-Dealers · SEC file No. 00851549 · WA
- COLUMBIA PRIVATE MARKETS, LLCActive Broker-Dealers · SEC file No. 00871335 · WA
- CONTINENTAL INVESTORS SERVICES, INC.Active Broker-Dealers · SEC file No. 00844523 · WA
- DIRECTTRADE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870834 · WA
- EURO-AMERICAN EQUITIES, INC.Active Broker-Dealers · SEC file No. 00842793 · WA
- EVOLUTION CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00867110 · WA
- INTERCHANGE CLEARING LLCActive Broker-Dealers · SEC file No. 00871264 · WA
- KCOE CAPITAL LLCActive Broker-Dealers · SEC file No. 00852955 · WA
- MARTIN NELSON & CO., INC.Active Broker-Dealers · SEC file No. 00800831 · WA
- NELSON SECURITIES,INC.Active Broker-Dealers · SEC file No. 00830576 · WA
- NORTHWEST INVESTMENT ADVISORS, INC.Active Broker-Dealers · SEC file No. 00865282 · WA
- REEF RESOURCES, LLCActive Broker-Dealers · SEC file No. 00866748 · WA
- RETOKENS CAPITAL LLCActive Broker-Dealers · SEC file No. 00871290 · WA
- RICHARDS, MERRILL & PETERSON, INC.Active Broker-Dealers · SEC file No. 00800071 · WA
- RUSSELL INVESTMENTS FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00839227 · WA
- RUSSELL INVESTMENTS IMPLEMENTATION SERVICES, LLCActive Broker-Dealers · SEC file No. 00800220 · WA
- SATURNA BROKERAGE SERVICES, INCActive Broker-Dealers · SEC file No. 00836558 · WA
- SELKIRK INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00824054 · WA
- SMI CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00868794 · WA
- SPARK CHANGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870529 · WA
- STONEBRIDGE SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00851851 · WA
- SYMETRA SECURITIES, INC.Active Broker-Dealers · SEC file No. 00813470 · WA
- THOMAS CAPITAL GROUP, INC.Active Broker-Dealers · SEC file No. 00850986 · WA
- ZS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871458 · WA