SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 3,271Source: SEC Company Information About Active Broker-Dealers
- &PARTNERSActive Broker-Dealers · SEC file No. 00803774 · TN
- 1031 SECURITIES INC.Active Broker-Dealers · SEC file No. 00871095 · MI
- 16 POINTS LLCActive Broker-Dealers · SEC file No. 00869648 · PR
- 1851 SECURITIES, INCActive Broker-Dealers · SEC file No. 00868495 · CT
- 1964 GLOBAL, LLCActive Broker-Dealers · SEC file No. 00867187 · NY
- 1ST DISCOUNT BROKERAGE, INC.Active Broker-Dealers · SEC file No. 00848557 · FL
- 2021 CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870757 · IL
- 22V SECURITIES LLCActive Broker-Dealers · SEC file No. 00871197 · NY
- 2SOLV CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871508 · NY
- 303 ALTERNATIVES, LLCActive Broker-Dealers · SEC file No. 00869225 · IL
- 303 SECURITIES, LPActive Broker-Dealers · SEC file No. 00869952 · IL
- 3ICO SECURITIES LLCActive Broker-Dealers · SEC file No. 00869544 · PA
- 3P ENERGY ADVISORS LLCActive Broker-Dealers · SEC file No. 00870023 · TX
- 3WIRE ADVISORY LLCActive Broker-Dealers · SEC file No. 00871082 · DC
- 4170 SECURITIES LLCActive Broker-Dealers · SEC file No. 00871102 · IL
- 5D PARTNERS LLCActive Broker-Dealers · SEC file No. 00870635 · NY
- 777 SECURITIESActive Broker-Dealers · SEC file No. 00869935 · NY
- A. P. SECURITIES, INC.Active Broker-Dealers · SEC file No. 00842833 · NY
- A.BRIDGE REALVEST SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00848937 · NJ
- A.G. QUINTAL INVESTMENT COMPANY INC.Active Broker-Dealers · SEC file No. 00811684 · MA
- A.G.P. / ALLIANCE GLOBAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00825132 · CT
- A5 SECURITIES LLCActive Broker-Dealers · SEC file No. 00869944 · NY
- AAG CAPITAL, INC.Active Broker-Dealers · SEC file No. 00812911 · FL
- AARDVARK SECURITIES LLCActive Broker-Dealers · SEC file No. 00869235 · IL
- ABACUS INTERNATIONAL CAPITAL CORP.Active Broker-Dealers · SEC file No. 00846418 · NY
- ABACUS INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00846571 · WI
- ABERDEEN FUND DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00867799 · PA
- ABG SUNDAL COLLIER INC.Active Broker-Dealers · SEC file No. 00844768 · NY
- ABG, LLCActive Broker-Dealers · SEC file No. 00869247 · NY
- ABN AMRO CAPITAL MARKETS (USA) LLCActive Broker-Dealers · SEC file No. 00871059 · NY
- ABN AMRO CLEARING USA LLCActive Broker-Dealers · SEC file No. 00834354 · IL
- ABN AMRO SECURITIES (USA) LLCActive Broker-Dealers · SEC file No. 00868398 · NJ
- ABRAHAM SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00829452 · WA
- ABSA SECURITIES U.S. INC.Active Broker-Dealers · SEC file No. 00870312 · NY
- AC SUNSHINE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870837 · FL
- ACA/PRUDENT INVESTORS PLANNING CORPORATIONActive Broker-Dealers · SEC file No. 00851899 · NJ
- ACADEMY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00835173 · NY
- ACALYX ADVISORS INC.Active Broker-Dealers · SEC file No. 00869577 · VA
- ACANTHUS U.S. LIMITEDActive Broker-Dealers · SEC file No. 00871244
- ACC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869239 · TX
- ACCEPTUS CAPITAL CORP.Active Broker-Dealers · SEC file No. 00869734 · NY
- ACCESS FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00846065 · IL
- ACCESS INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00849750 · OK
- ACCESS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00839729 · CT
- ACCESSALPHA WORLDWIDE LLCActive Broker-Dealers · SEC file No. 00867446 · IL
- ACCORD CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00869217 · CA
- ACCRUED EQUITIES INC.Active Broker-Dealers · SEC file No. 00817356 · NY
- ACE DIVERSIFIED CAPITAL, INC.Active Broker-Dealers · SEC file No. 00849555 · CA
- ACHELOUS PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865582 · NY
- ACI CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871431 · NY