SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 345 matching (names starting with C)Source: SEC Company Information About Active Broker-Dealers
- C. L. KING & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00817025 · NY
- C.R. LLOYD INVESTMENT SERVICES, LLCActive Broker-Dealers · SEC file No. 00871100 · SD
- C&C TRADING L.L.C.Active Broker-Dealers · SEC file No. 00848631 · CT
- CABIN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867097 · KS
- CABOT LODGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869009 · IL
- CABRERA CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00826406 · IL
- CACHE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870913 · CA
- CADIA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869763 · NY
- CADMAN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866126 · IL
- CADZ SECURITIES INCActive Broker-Dealers · SEC file No. 00871094 · FL
- CAIS CAPITAL LLCActive Broker-Dealers · SEC file No. 00868646 · NY
- CALAMAR FINANCIAL GROUP, LLCActive Broker-Dealers · SEC file No. 00869777 · NY
- CALAMOS FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00837854 · IL
- CALDWELL SUTTER CAPITAL, INC.Active Broker-Dealers · SEC file No. 00827639 · CA
- CALTON & ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00838635 · FL
- CAMBRIDGE INTERNATIONAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00849059 · CT
- CAMBRIDGE INVESTMENT RESEARCH, INC.Active Broker-Dealers · SEC file No. 00848740 · IA
- CAMDEN FINANCIAL SERVICESActive Broker-Dealers · SEC file No. 00837303 · TX
- CAMPBELL FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00850119 · MD
- CAMPBELL LUTYENS & CO. INC.Active Broker-Dealers · SEC file No. 00866720 · NY
- CANACCORD GENUITY LLCActive Broker-Dealers · SEC file No. 00803271 · MA
- CANACCORD GENUITY WEALTH MANAGEMENT (USA) INC.Active Broker-Dealers · SEC file No. 00821025 · WA
- CANAM INVESTOR SERVICES, LLCActive Broker-Dealers · SEC file No. 00868904 · NY
- CANDEAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869541 · NY
- CANDLEWOOD SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865845 · OH
- CANGURU CAPITAL ADVISORSActive Broker-Dealers · SEC file No. 00871270 · CA
- CANNON SECURITIES, INC.Active Broker-Dealers · SEC file No. 00868437 · GA
- CANTON STREET STRATEGIES, LLCActive Broker-Dealers · SEC file No. 00871505 · GA
- CANTOR FITZGERALD & CO.Active Broker-Dealers · SEC file No. 00800201 · NY
- CAPACUITY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00832508 · FL
- CAPCONNECT EMARKETS, LLCActive Broker-Dealers · SEC file No. 00870596 · AZ
- CAPE SECURITIES INC.Active Broker-Dealers · SEC file No. 00820747 · GA
- CAPELLA SECURITIES LLCActive Broker-Dealers · SEC file No. 00869567 · NY
- CAPFINANCIAL SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00865870 · NC
- CAPITAL & ESTATE MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00868039 · FL
- CAPITAL BROKERAGE CORPORATIONActive Broker-Dealers · SEC file No. 00826614 · VA
- CAPITAL CITY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867771 · OH
- CAPITAL CLIENT GROUP, INC.Active Broker-Dealers · SEC file No. 00817168 · CA
- CAPITAL CONNECT, LLCActive Broker-Dealers · SEC file No. 00871196 · FL
- CAPITAL DYNAMICS BROKER DEALER LLCActive Broker-Dealers · SEC file No. 00868071 · NY
- CAPITAL GAIN SECURITIES GROUP, LLCActive Broker-Dealers · SEC file No. 00870709 · GA
- CAPITAL HILL GROUP, INC.Active Broker-Dealers · SEC file No. 00826145 · TX
- CAPITAL INSTITUTIONAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00822273 · TX
- CAPITAL INVESTMENT BROKERAGE, INC.Active Broker-Dealers · SEC file No. 00849118 · NC
- CAPITAL INVESTMENT GROUP, INC.Active Broker-Dealers · SEC file No. 00831225 · NC
- CAPITAL MANAGEMENT OF THE CAROLINAS, LLCActive Broker-Dealers · SEC file No. 00853149 · NC
- CAPITAL MANAGEMENT PARTNERS, INC.Active Broker-Dealers · SEC file No. 00839446 · IA
- CAPITAL MANAGEMENT SECURITIES, INC.Active Broker-Dealers · SEC file No. 00827779 · MN
- CAPITAL ONE INVESTING, LLCActive Broker-Dealers · SEC file No. 00851160 · DE
- CAPITAL ONE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850561 · LA