SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 66 matchingSource: SEC Company Information About Active Broker-Dealers
- ALLEN, MOONEY & BARNES BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00867477 · GA
- AMERICAN GLOBAL WEALTH MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00821584 · GA
- ANOVEST FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00866742 · GA
- ARKADIOS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869729 · GA
- ARKAP MARKETS, LLCActive Broker-Dealers · SEC file No. 00871132 · GA
- BROOKWOOD ASSOCIATES, L.L.C.Active Broker-Dealers · SEC file No. 00842303 · GA
- BSG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871298 · GA
- CANNON SECURITIES, INC.Active Broker-Dealers · SEC file No. 00868437 · GA
- CANTON STREET STRATEGIES, LLCActive Broker-Dealers · SEC file No. 00871505 · GA
- CAPE SECURITIES INC.Active Broker-Dealers · SEC file No. 00820747 · GA
- CAPITAL GAIN SECURITIES GROUP, LLCActive Broker-Dealers · SEC file No. 00870709 · GA
- CARTER, TERRY & COMPANY, INC.Active Broker-Dealers · SEC file No. 00833797 · GA
- CAYMUS SECURITIES LLCActive Broker-Dealers · SEC file No. 00865862 · GA
- CONFIGURE PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869172 · GA
- CROFT & BENDER, LPActive Broker-Dealers · SEC file No. 00851520 · GA
- DAI SECURITIES, LLCActive Broker-Dealers · SEC file No. 00847393 · GA
- DALMORE GROUP LLCActive Broker-Dealers · SEC file No. 00867002 · GA
- ENERECAP PARTNERS, LLCActive Broker-Dealers · SEC file No. 00842622 · GA
- EXECUTIVE SERVICES SECURITIES, LLCActive Broker-Dealers · SEC file No. 00841649 · GA
- FIFTH WALL SECURITIES, LPActive Broker-Dealers · SEC file No. 00871188 · GA
- FIRST COMMONWEALTH SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00838520 · GA
- GENESIS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00866178 · GA
- H & L EQUITIES, LLCActive Broker-Dealers · SEC file No. 00853371 · GA
- HEDGE PRO LLCActive Broker-Dealers · SEC file No. 00870914 · GA
- HIGH HILL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871177 · GA
- INTELLIVEST SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867693 · GA
- KATAMA SECURITIES LLCActive Broker-Dealers · SEC file No. 00865708 · GA
- KINDLING MBD LLCActive Broker-Dealers · SEC file No. 00871258 · GA
- KURT SALMON CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00850426 · GA
- MENSURA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868210 · GA
- METRIC FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00846684 · GA
- MEZZO, INC.Active Broker-Dealers · SEC file No. 00871449 · GA
- MFG SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871425 · GA
- MOODY CAPITAL SOLUTIONS, INC.Active Broker-Dealers · SEC file No. 00832928 · GA
- NEXTGEN CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00869418 · GA
- NORTLOV SECURITIES LLCActive Broker-Dealers · SEC file No. 00870862 · GA
- OMEGA POINT SECURITIES LLCActive Broker-Dealers · SEC file No. 00869344 · GA
- PEACHCAP SECURITIES, INC.Active Broker-Dealers · SEC file No. 00841855 · GA
- PEACHTREE PC INVESTORS, LLCActive Broker-Dealers · SEC file No. 00870317 · GA
- PFS INVESTMENTS INC.Active Broker-Dealers · SEC file No. 00826486 · GA
- PREFERRED CAPITAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869382 · GA
- PRIMERICA BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00870965 · GA
- REAGAN SECURITIES, INC.Active Broker-Dealers · SEC file No. 00868760 · GA
- REDROCK TRADING PARTNERS, LLCActive Broker-Dealers · SEC file No. 00866707 · GA
- REGIONS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868990 · GA
- REGISTER FINANCIAL ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00845012 · GA
- SAN BLAS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870036 · GA
- SECURITY CAPITAL BROKERAGE, INC.Active Broker-Dealers · SEC file No. 00846669 · GA
- SERA GLOBAL SECURITIES US LLCActive Broker-Dealers · SEC file No. 00869752 · GA
- SKYPOINT CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870575 · GA