SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 65 matching (names starting with J)Source: SEC Company Information About Active Broker-Dealers
- J K R & COMPANY, INC.Active Broker-Dealers · SEC file No. 00824191 · CA
- J. ALDEN ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00848938 · PA
- J. STREICHER & CO. L.L.C.Active Broker-Dealers · SEC file No. 00804342 · NY
- J. WOOD CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00869348 · CA
- J.C. FLOWERS SECURITIES CO. LLCActive Broker-Dealers · SEC file No. 00869325 · NY
- J.H. DARBIE & CO., INC.Active Broker-Dealers · SEC file No. 00850335 · NY
- J.K. FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00852214 · CA
- J.M LUMMIS SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850435 · CT
- J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.Active Broker-Dealers · SEC file No. 00852182 · NJ
- J.P. MORGAN PRIME INC.Active Broker-Dealers · SEC file No. 00869703 · OH
- J.P. MORGAN SECURITIES LLCActive Broker-Dealers · SEC file No. 00835008 · OH
- J.W. COLE FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00865698 · FL
- J.W. KORTH & COMPANY, LIMITED PARTNERSHIPActive Broker-Dealers · SEC file No. 00842712 · MI
- JACK V. BUTTERFIELD INVESTMENT COMPANYActive Broker-Dealers · SEC file No. 00812454 · MI
- JACKSON NATIONAL LIFE DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00848984 · TN
- JACQUES FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00852675 · MD
- JADE MOUNTAIN SECURITIES LLCActive Broker-Dealers · SEC file No. 00871432 · FL
- JAG TRADING L.L.C.Active Broker-Dealers · SEC file No. 00853408 · MI
- JAHANI SECURITIES INC.Active Broker-Dealers · SEC file No. 00870268 · NY
- JAMES FOX SECURITIES, INC.Active Broker-Dealers · SEC file No. 00850391 · CA
- JAMES I. BLACK & COMPANYActive Broker-Dealers · SEC file No. 00812077 · FL
- JAMES T. BORELLO & CO.Active Broker-Dealers · SEC file No. 00843398 · IL
- JAMIESON CORPORATE FINANCE US LLCActive Broker-Dealers · SEC file No. 00869412 · NY
- JANE STREET CAPITAL, LLCActive Broker-Dealers · SEC file No. 00852275 · NY
- JANE STREET EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00869254 · NY
- JANE STREET OPTIONS, LLCActive Broker-Dealers · SEC file No. 00866813 · NY
- JANNEY MONTGOMERY SCOTT LLCActive Broker-Dealers · SEC file No. 00800462 · PA
- JANSSEN PARTNERS, INC.Active Broker-Dealers · SEC file No. 00850485 · IA
- JANUS HENDERSON DISTRIBUTORS US LLCActive Broker-Dealers · SEC file No. 00843810 · CO
- JAVELIN PRIVATE CAPITAL GROUP LLCActive Broker-Dealers · SEC file No. 00870661 · NY
- JAYPEE INTERNATIONAL, INC.Active Broker-Dealers · SEC file No. 00866945 · IL
- JB DRAX HONORE' INC.Active Broker-Dealers · SEC file No. 00870950 · NY
- JBS LIBERTY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00847036 · NC
- JCC CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00867850 · CA
- JCP SECURITIES, INCActive Broker-Dealers · SEC file No. 00867303 · CA
- JDL SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00843494 · CA
- JEFFERIES FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00870821 · NY
- JEFFERIES LLCActive Broker-Dealers · SEC file No. 00815074 · NY
- JEFFERIES PRIME FINANCE LLCActive Broker-Dealers · SEC file No. 00871426 · NY
- JETT CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869353 · NY
- JHW FINANCIAL SERVICES INC.Active Broker-Dealers · SEC file No. 00845304 · CA
- JIKO SECURITIES INC.Active Broker-Dealers · SEC file No. 00869902 · CA
- JM FINANCIAL SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869218 · NY
- JOE JOLLY & CO., INC.Active Broker-Dealers · SEC file No. 00818805 · AL
- JOHN HANCOCK DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00815826 · MA
- JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00843582 · MA
- JOHNSON RICE & COMPANY L.L.C.Active Broker-Dealers · SEC file No. 00837567 · LA
- JOHNSTONE BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00870335 · TX
- JONES LANG LASALLE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865341 · IL
- JONESTRADING INSTITUTIONAL SERVICES LLCActive Broker-Dealers · SEC file No. 00826089 · CA