SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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Showing 1–50 of 914 matchingSource: SEC Company Information About Active Broker-Dealers
- 1964 GLOBAL, LLCActive Broker-Dealers · SEC file No. 00867187 · NY
- 22V SECURITIES LLCActive Broker-Dealers · SEC file No. 00871197 · NY
- 2SOLV CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871508 · NY
- 5D PARTNERS LLCActive Broker-Dealers · SEC file No. 00870635 · NY
- 777 SECURITIESActive Broker-Dealers · SEC file No. 00869935 · NY
- A. P. SECURITIES, INC.Active Broker-Dealers · SEC file No. 00842833 · NY
- A5 SECURITIES LLCActive Broker-Dealers · SEC file No. 00869944 · NY
- ABACUS INTERNATIONAL CAPITAL CORP.Active Broker-Dealers · SEC file No. 00846418 · NY
- ABG SUNDAL COLLIER INC.Active Broker-Dealers · SEC file No. 00844768 · NY
- ABG, LLCActive Broker-Dealers · SEC file No. 00869247 · NY
- ABN AMRO CAPITAL MARKETS (USA) LLCActive Broker-Dealers · SEC file No. 00871059 · NY
- ABSA SECURITIES U.S. INC.Active Broker-Dealers · SEC file No. 00870312 · NY
- ACADEMY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00835173 · NY
- ACCEPTUS CAPITAL CORP.Active Broker-Dealers · SEC file No. 00869734 · NY
- ACCRUED EQUITIES INC.Active Broker-Dealers · SEC file No. 00817356 · NY
- ACHELOUS PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865582 · NY
- ACI CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871431 · NY
- ACRISURE RE CORPORATE ADVISORY & SOLUTIONS, LLCActive Broker-Dealers · SEC file No. 00871130 · NY
- ADELPHI STOCK BROKERS INC.Active Broker-Dealers · SEC file No. 00870519 · NY
- ADVENTIX GLOBAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869427 · NY
- AEC TRANSACTION SERVICES LLCActive Broker-Dealers · SEC file No. 00871142 · NY
- AEGIS CAPITAL CORP.Active Broker-Dealers · SEC file No. 00831616 · NY
- AIME CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00871008 · NY
- AKIN BAY COMPANY LLCActive Broker-Dealers · SEC file No. 00844363 · NY
- ALLEN & COMPANY LLCActive Broker-Dealers · SEC file No. 00812123 · NY
- ALLIED MILLENNIAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00834176 · NY
- ALPACA SECURITIES LLCActive Broker-Dealers · SEC file No. 00869928 · NY
- ALPHASOURCE CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00867759 · NY
- ALT FUND DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00867829 · NY
- ALVAREZ & MARSAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866055 · NY
- AMBIT AMERICA INC.Active Broker-Dealers · SEC file No. 00871478 · NY
- AMERAUDI INVESTMENT SERVICES LLCActive Broker-Dealers · SEC file No. 00871153 · NY
- AMERICAN CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00865165 · NY
- AMERICAN VETERANS GROUP, PBCActive Broker-Dealers · SEC file No. 00870063 · NY
- AMERIVET SECURITIES, INC.Active Broker-Dealers · SEC file No. 00846478 · NY
- AMVEST CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00871218 · NY
- ANCHIN CAPITAL LLCActive Broker-Dealers · SEC file No. 00866133 · NY
- ANCORIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870753 · NY
- ANDREW GARRETT INC.Active Broker-Dealers · SEC file No. 00844659 · NY
- ANGEL POND CAPITAL LLCActive Broker-Dealers · SEC file No. 00869910 · NY
- ANKURA CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00853403 · NY
- ANOS CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869809 · NY
- ANTHEM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871308 · NY
- ANUBIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00868859 · NY
- ANZ SECURITIES, INC.Active Broker-Dealers · SEC file No. 00847390 · NY
- APEXINVEST MARKETS LLCActive Broker-Dealers · SEC file No. 00871181 · NY
- APOLLO GLOBAL SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868542 · NY
- AQUA MARKETS LLCActive Broker-Dealers · SEC file No. 00871509 · NY
- ARCADIA SECURITIES, LLCActive Broker-Dealers · SEC file No. 00850764 · NY
- ARCHAX MARKETS LLCActive Broker-Dealers · SEC file No. 00871454 · NY