SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 196 matching (names starting with P)Source: SEC Company Information About Active Broker-Dealers
- P & M CORPORATE FINANCE, LLCActive Broker-Dealers · SEC file No. 00866239 · IL
- P G BOOLE, LLCActive Broker-Dealers · SEC file No. 00867132 · MA
- P.A.N. SECURITIES, LPActive Broker-Dealers · SEC file No. 00852964 · CT
- P.J. ROBB VARIABLE, LLCActive Broker-Dealers · SEC file No. 00848197 · TN
- PACENOTE CAPITAL LLCActive Broker-Dealers · SEC file No. 00870385 · TX
- PACER FINANCIAL, INC.Active Broker-Dealers · SEC file No. 00867061 · PA
- PACIFIC ALLIANCE ASSOCIATES LLCActive Broker-Dealers · SEC file No. 00868088 · NY
- PACIFIC CENTURY SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866487 · NY
- PACIFIC COAST CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870364 · OR
- PACIFIC FINANCIAL ASSOCIATES NV, INC.Active Broker-Dealers · SEC file No. 00840712 · FL
- PACIFIC GATE ADVISORS, LLCActive Broker-Dealers · SEC file No. 00834213 · TN
- PACIFIC POINT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868239 · CA
- PACIFIC SELECT DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00815264 · CA
- PACKERLAND BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00847572 · WI
- PACTOLUS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00821979 · VA
- PADDOCK SECURITIES LLCActive Broker-Dealers · SEC file No. 00871485 · DE
- PAG FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00870483 · NJ
- PALAFOX TRADING LLCActive Broker-Dealers · SEC file No. 00866420 · FL
- PALAZZO SECURITIES LLCActive Broker-Dealers · SEC file No. 00868792 · NY
- PALICO LLCActive Broker-Dealers · SEC file No. 00832983 · NY
- PALLADIUM CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00866223 · MD
- PALM TREE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870505 · CA
- PALMAS SECURITIES LIMITED LIABILITY COMPANYActive Broker-Dealers · SEC file No. 00870653 · PR
- PALMER CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869847 · NY
- PALMETTO ADVISORY GROUP, LLCActive Broker-Dealers · SEC file No. 00868240 · FL
- PANMURE LIBERUM INCActive Broker-Dealers · SEC file No. 00867976 · NY
- PANTEK PARTNERS ADVISORS LLCActive Broker-Dealers · SEC file No. 00870345 · PR
- PANTHEON SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869844 · NY
- PANTHERS CAPITAL MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00871353 · FL
- PAPAMARKOU WELLNER & CO., INC.Active Broker-Dealers · SEC file No. 00829033 · NY
- PAR5 CAPITAL & CO LLCActive Broker-Dealers · SEC file No. 00866850 · FL
- PARADIGM CAPITAL U.S. INC.Active Broker-Dealers · SEC file No. 00852885
- PARADIGM EQUITIES, INC.Active Broker-Dealers · SEC file No. 00845593 · MI
- PARALEL DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00870771 · CO
- PARAMAX SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867902 · NY
- PARETO SECURITIES INC.Active Broker-Dealers · SEC file No. 00850796 · NY
- PARITER SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866064 · PR
- PARK AVENUE SECURITIES LLCActive Broker-Dealers · SEC file No. 00851324 · NY
- PARK MADISON PARTNERS LLCActive Broker-Dealers · SEC file No. 00867270 · NY
- PARK PLACE CAPITAL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00871138 · AL
- PARK WALK CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870360 · TX
- PARKLAND SECURITIES, LLCActive Broker-Dealers · SEC file No. 00853482 · MI
- PARNASSUS FUNDS DISTRIBUTOR, LLCActive Broker-Dealers · SEC file No. 00832878 · ME
- PARSONEX SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867652 · CO
- PARTNERCAP SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866997 · SC
- PARTNERSHIP CAPITAL GROWTH, LLCActive Broker-Dealers · SEC file No. 00867314 · CA
- PARX TRADING, LLCActive Broker-Dealers · SEC file No. 00871199 · NY
- PAS CAPITAL , LLCActive Broker-Dealers · SEC file No. 00849463 · IL
- PASSCO CAPITAL, INC.Active Broker-Dealers · SEC file No. 00853591 · CA
- PATIENT SQUARE CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871414 · NY