SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 215 matchingSource: SEC Company Information About Active Broker-Dealers
- 2021 CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870757 · IL
- 303 ALTERNATIVES, LLCActive Broker-Dealers · SEC file No. 00869225 · IL
- 303 SECURITIES, LPActive Broker-Dealers · SEC file No. 00869952 · IL
- 4170 SECURITIES LLCActive Broker-Dealers · SEC file No. 00871102 · IL
- AARDVARK SECURITIES LLCActive Broker-Dealers · SEC file No. 00869235 · IL
- ABN AMRO CLEARING USA LLCActive Broker-Dealers · SEC file No. 00834354 · IL
- ACCESS FINANCIAL GROUP, INC.Active Broker-Dealers · SEC file No. 00846065 · IL
- ACCESSALPHA WORLDWIDE LLCActive Broker-Dealers · SEC file No. 00867446 · IL
- ADVANTAGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00848652 · IL
- AEG CAPITAL, LLCActive Broker-Dealers · SEC file No. 00869292 · IL
- AKUNA SECURITIES LLCActive Broker-Dealers · SEC file No. 00868957 · IL
- ALERA SECURITIES LLCActive Broker-Dealers · SEC file No. 00871359 · IL
- AMD CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865422 · IL
- ANDES CAPITAL GROUP, LLCActive Broker-Dealers · SEC file No. 00867202 · IL
- AON SECURITIES LLCActive Broker-Dealers · SEC file No. 00814953 · IL
- AOS, INC.Active Broker-Dealers · SEC file No. 00866163 · IL
- ARBOR RESEARCH & TRADING, LLCActive Broker-Dealers · SEC file No. 00838818 · IL
- ARCHIPELAGO SECURITIES L.L.C.Active Broker-Dealers · SEC file No. 00852140 · IL
- ARCHIPELAGO TRADING SERVICES, INC.Active Broker-Dealers · SEC file No. 00833180 · IL
- ARCHITECT SECURITIES LLCActive Broker-Dealers · SEC file No. 00871217 · IL
- ARETE WEALTH MANAGEMENT, LLCActive Broker-Dealers · SEC file No. 00850854 · IL
- ARIEL DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00848238 · IL
- ARTEMIS SECURITIES CLEARING, LLCActive Broker-Dealers · SEC file No. 00865803 · IL
- B. C. ZIEGLER AND COMPANYActive Broker-Dealers · SEC file No. 00800094 · IL
- BANKERS LIFE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00869562 · IL
- BARRINGTON RESEARCH ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00829831 · IL
- BATES SECURITIES, INC.Active Broker-Dealers · SEC file No. 00829005 · IL
- BDO CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00853100 · IL
- BDT & MSD PARTNERS, LLCActive Broker-Dealers · SEC file No. 00868263 · IL
- BELVEDERE TRADING LLCActive Broker-Dealers · SEC file No. 00866612 · IL
- BERNARDI SECURITIES, INC.Active Broker-Dealers · SEC file No. 00832815 · IL
- BIRCH LAKE PARTNERS, LPActive Broker-Dealers · SEC file No. 00869853 · IL
- BLACK EDGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00870525 · IL
- BLACK OAK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00845219 · IL
- BLUE VISTA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00865941 · IL
- BMO NESBITT BURNS SECURITIES LTD.Active Broker-Dealers · SEC file No. 00850538 · IL
- BOLT-X LLCActive Broker-Dealers · SEC file No. 00867342 · IL
- BRIDGE ALTERNATIVES SECURITIES, LLC.Active Broker-Dealers · SEC file No. 00870213 · IL
- BROADHAVEN SECURITIES LLCActive Broker-Dealers · SEC file No. 00868862 · IL
- BRUCE MARKETS LLCActive Broker-Dealers · SEC file No. 00870286 · IL
- CABOT LODGE SECURITIES LLCActive Broker-Dealers · SEC file No. 00869009 · IL
- CABRERA CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00826406 · IL
- CADMAN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866126 · IL
- CALAMOS FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00837854 · IL
- CARDINAL INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00847493 · IL
- CCM SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852911 · IL
- CETERA FINANCIAL SPECIALISTS LLCActive Broker-Dealers · SEC file No. 00827082 · IL
- CHAUNER SECURITIES, INC.Active Broker-Dealers · SEC file No. 00833980 · IL
- CHURCHILL STATESIDE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868652 · IL
- CITY CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00867580 · IL