Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- &PARTNERSActive Broker-Dealers · SEC file No. 00803774 · TN
- ADVANCED STRATEGIES BROKER DEALER LLCActive Broker-Dealers · SEC file No. 00869118 · TN
- ALLIANCEBERNSTEIN INVESTMENTS, INC.Active Broker-Dealers · SEC file No. 00830851 · TN
- ALTO SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870863 · TN
- AVONDALE PARTNERS, LLCActive Broker-Dealers · SEC file No. 00851550 · TN
- B. RILEY WEALTH MANAGEMENT, INC.Active Broker-Dealers · SEC file No. 00831206 · TN
- BRENTWOOD CAPITAL ADVISORS LLCActive Broker-Dealers · SEC file No. 00853681 · TN
- BROWN ASSOCIATES, INC.Active Broker-Dealers · SEC file No. 00815665 · TN
- BSC SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870458 · TN
- CARTY, HARDING & HEARN, INC.Active Broker-Dealers · SEC file No. 00819082 · TN
- CHICKASAW SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866173 · TN
- CONDUENT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866927 · TN
- CREEKSTONE CAPITAL LLCActive Broker-Dealers · SEC file No. 00871073 · TN
- CW SECURITIES, LLCActive Broker-Dealers · SEC file No. 00865683 · TN
- DCF, LLCActive Broker-Dealers · SEC file No. 00868111 · TN
- FHN FINANCIAL SECURITIES CORP.Active Broker-Dealers · SEC file No. 00851393 · TN
- FOURBRIDGES SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868298 · TN
- GORMAN JONES SECURITIES LLCActive Broker-Dealers · SEC file No. 00871490 · TN
- GPWA, LLCActive Broker-Dealers · SEC file No. 00869413 · TN
- HARPETH SECURITIES, LLCActive Broker-Dealers · SEC file No. 00853113 · TN
- HOME FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00831049 · TN
- ICA, LLCActive Broker-Dealers · SEC file No. 00867717 · TN
- JACKSON NATIONAL LIFE DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00848984 · TN
- MODERN PRIVATE EQUITY PARTNERS, LLCActive Broker-Dealers · SEC file No. 00871116 · TN
- OM PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870992 · TN
- P.J. ROBB VARIABLE, LLCActive Broker-Dealers · SEC file No. 00848197 · TN
- PACIFIC GATE ADVISORS, LLCActive Broker-Dealers · SEC file No. 00834213 · TN
- PNFP CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00869608 · TN
- PRAXESS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871110 · TN
- SANDERLIN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852906 · TN
- SANFORD C. BERNSTEIN & CO., LLCActive Broker-Dealers · SEC file No. 00852942 · TN
- SILVER OAK SECURITIES, INCORPORATEDActive Broker-Dealers · SEC file No. 00851601 · TN
- SILVERMARK PARTNERS LLCActive Broker-Dealers · SEC file No. 00867124 · TN
- SOUTHSTATE SECURITIES CORP.Active Broker-Dealers · SEC file No. 00818971 · TN
- ST INVEST LLCActive Broker-Dealers · SEC file No. 00870135 · TN
- STONEWALL INVESTMENTS TENNESSEE INC.Active Broker-Dealers · SEC file No. 00834927 · TN
- THOMPSON RESEARCH, LLCActive Broker-Dealers · SEC file No. 00871392 · TN
- THOROUGHBRED FINANCIAL SERVICES, LLCActive Broker-Dealers · SEC file No. 00851944 · TN
- TRUSTFIRST INC.Active Broker-Dealers · SEC file No. 00848509 · TN
- UBS FINANCIAL SERVICES INC.Active Broker-Dealers · SEC file No. 00816267 · TN
- UTILITY CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00870639 · TN
- VELOCITYHEALTH SECURITIES, INC.Active Broker-Dealers · SEC file No. 00866848 · TN
- WAVECREST SECURITIES LLCActive Broker-Dealers · SEC file No. 00869029 · TN