SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 1–50 of 283 matching (names starting with S)Source: SEC Company Information About Active Broker-Dealers
- S. GOLDMAN ADVISORS, LLCActive Broker-Dealers · SEC file No. 00867229 · NY
- S.G. LONG & COMPANYActive Broker-Dealers · SEC file No. 00851816 · MT
- S2K FINANCIAL LLCActive Broker-Dealers · SEC file No. 00869628 · FL
- SABADELL SECURITIES USA, INC.Active Broker-Dealers · SEC file No. 00867975 · FL
- SABLE CAPITAL LLCActive Broker-Dealers · SEC file No. 00853400 · MO
- SAF FINANCIAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00869820 · CT
- SAFRA SECURITIES LLCActive Broker-Dealers · SEC file No. 00851935 · NY
- SAGE CANYON ADVISORS, LLCActive Broker-Dealers · SEC file No. 00867238 · CO
- SAGE CLEARING LLCActive Broker-Dealers · SEC file No. 00871390 · NJ
- SAGE PARTNERS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852836 · CA
- SAGE, RUTTY & CO., INC.Active Broker-Dealers · SEC file No. 00800533 · NY
- SAGETRADER, LLCActive Broker-Dealers · SEC file No. 00867169 · NJ
- SAINTS ADVISORS LLCActive Broker-Dealers · SEC file No. 00853586 · AZ
- SAL EQUITY TRADING, GPActive Broker-Dealers · SEC file No. 00843174 · PA
- SALEM PARTNERS, LLCActive Broker-Dealers · SEC file No. 00850241 · CA
- SALIENT CAPITAL L.P.Active Broker-Dealers · SEC file No. 00867938 · TX
- SAMCO CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00867023 · TX
- SAMI BROKERAGE LLCActive Broker-Dealers · SEC file No. 00836472 · CT
- SAMMONS FINANCIAL NETWORK, LLCActive Broker-Dealers · SEC file No. 00868905 · IA
- SAMSUNG SECURITIES (AMERICA), INC.Active Broker-Dealers · SEC file No. 00850272 · NY
- SAMUEL A. RAMIREZ & COMPANY, INC.Active Broker-Dealers · SEC file No. 00819014 · NY
- SAN BLAS SECURITIES LLCActive Broker-Dealers · SEC file No. 00870036 · GA
- SANCTUARY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00822752 · FL
- SAND CAPITAL LLCActive Broker-Dealers · SEC file No. 00870193 · NY
- SANDERLIN SECURITIES, LLCActive Broker-Dealers · SEC file No. 00852906 · TN
- SANDERS MORRIS LLCActive Broker-Dealers · SEC file No. 00838325 · TX
- SANFORD C. BERNSTEIN & CO., LLCActive Broker-Dealers · SEC file No. 00852942 · TN
- SANTANDER SECURITIES LLCActive Broker-Dealers · SEC file No. 00849571 · MA
- SANTANDER US CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00868282 · NY
- SAPENO INC.Active Broker-Dealers · SEC file No. 00865721 · NY
- SATURN CAPITAL, INC.Active Broker-Dealers · SEC file No. 00832136 · FL
- SATURNA BROKERAGE SERVICES, INCActive Broker-Dealers · SEC file No. 00836558 · WA
- SAUER, DAZEY INVESTMENT COMPANYActive Broker-Dealers · SEC file No. 00833262 · MO
- SAVILE CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870857 · WY
- SAVVY WEALTH MANAGEMENT LLCActive Broker-Dealers · SEC file No. 00871422 · NY
- SAXONY SECURITIES, INC.Active Broker-Dealers · SEC file No. 00853490 · MO
- SAYBRUS EQUITY SERVICES, LLCActive Broker-Dealers · SEC file No. 00868521 · CT
- SB1 CAPITAL MARKETS INCActive Broker-Dealers · SEC file No. 00868611 · NY
- SC&H CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00868003 · MD
- SCA DEVELOPMENT, LLCActive Broker-Dealers · SEC file No. 00846677 · AL
- SCALEVIEW SECURITIES LLCActive Broker-Dealers · SEC file No. 00870880 · TX
- SCH ENTERPRISES, INC.Active Broker-Dealers · SEC file No. 00851622 · IN
- SCHLITT INVESTOR SERVICES, INC.Active Broker-Dealers · SEC file No. 00834202 · FL
- SCHRODER FUND ADVISORS LLCActive Broker-Dealers · SEC file No. 00840973 · NY
- SCOTIA CAPITAL (USA) INC.Active Broker-Dealers · SEC file No. 00803716 · NY
- SCOTT JAMES GROUP, INC.Active Broker-Dealers · SEC file No. 00852838 · VA
- SCOTT T. TAYLOR, LTD.Active Broker-Dealers · SEC file No. 00867009 · TX
- SCOTTSDALE CAPITAL ADVISORS CORPActive Broker-Dealers · SEC file No. 00853685 · AZ
- SCP REAL ASSETS, LLCActive Broker-Dealers · SEC file No. 00871315
- SCRED SECURITIES US LLCActive Broker-Dealers · SEC file No. 00871275 · UT