Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- YORK SECURITIES, INC.Active Broker-Dealers · SEC file No. 00824126 · NY
- YORK STOCKBROKERS, INC.Active Broker-Dealers · SEC file No. 00852139 · NY
- YORKVILLE IVES & CO., LLCActive Broker-Dealers · SEC file No. 00871241 · NJ
- YOSEMITE EXECUTION PARTNERS INC.Active Broker-Dealers · SEC file No. 00869173 · CA
- YOUNG & PARTNERS LLCActive Broker-Dealers · SEC file No. 00849155 · NY
- YOUNG AMERICA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00868260 · NY
- YR SECURITIES LLCActive Broker-Dealers · SEC file No. 00869578 · VA
- YUKI-CO, LLCActive Broker-Dealers · SEC file No. 00869709 · UT
- ZANBATO SECURITIES LLCActive Broker-Dealers · SEC file No. 00869654 · CA
- ZATARA CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00870303 · CA
- ZELMAN PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867713 · OH
- ZENITH SECURITIES LLCActive Broker-Dealers · SEC file No. 00867146 · CT
- ZEUS FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00836214 · FL
- ZINK DISTRIBUTION SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00870944 · FL
- ZINVEST FINANCIAL SERVICE, LLCActive Broker-Dealers · SEC file No. 00870951 · FL
- ZIONS DIRECT, INC.Active Broker-Dealers · SEC file No. 00835721 · UT
- ZIV INVESTMENT COMPANY LLCActive Broker-Dealers · SEC file No. 00818119 · IL
- ZL ZENITHAR (USA) LLCActive Broker-Dealers · SEC file No. 00870949 · NY
- ZOE SECURITIES LLCActive Broker-Dealers · SEC file No. 00871111 · NY
- ZS SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871458 · WA
- ZYTRADE LLCActive Broker-Dealers · SEC file No. 00869511 · CA