SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
To request a correction or removal, contact hello@getomnified.com
Showing 3,201–3,250 of 3,271Source: SEC Company Information About Active Broker-Dealers
- WILSHIRE PACIFIC CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00869451 · CA
- WILSON PARKER CONNALLY STEPHENSON INCActive Broker-Dealers · SEC file No. 00834061 · TX
- WILTON RE DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00871151 · IA
- WINDRIVER CAPITAL, LLCActive Broker-Dealers · SEC file No. 00851365 · UT
- WINKLEVOSS INSURANCE AGENCY, LLCActive Broker-Dealers · SEC file No. 00848544 · CT
- WINLO MANAGEMENT GROUP, LLCActive Broker-Dealers · SEC file No. 00869940 · TX
- WINTERFLOOD SECURITIES US CORPORATIONActive Broker-Dealers · SEC file No. 00870259 · NY
- WINTERMUTE USA LLCActive Broker-Dealers · SEC file No. 00871401 · NY
- WINTOUR & COMPANY, INC.Active Broker-Dealers · SEC file No. 00868719 · NY
- WISDOMTREE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00870847 · NY
- WISE US ASSETS INCActive Broker-Dealers · SEC file No. 00871239 · NY
- WITHUM CAPITAL, LLCActive Broker-Dealers · SEC file No. 00871044 · NJ
- WJ LYNCH INVESTOR SERVICES LLCActive Broker-Dealers · SEC file No. 00867335 · MA
- WNC CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00847101 · CA
- WOBD, LLCActive Broker-Dealers · SEC file No. 00869852 · OH
- WOLF A. POPPER, INC.Active Broker-Dealers · SEC file No. 00850915 · NJ
- WOLFPACK BROKERAGE SERVICESActive Broker-Dealers · SEC file No. 00871387 · NY
- WOLVERINE EXECUTION SERVICES, LLCActive Broker-Dealers · SEC file No. 00865336 · IL
- WOLVERINE TRADING, LLCActive Broker-Dealers · SEC file No. 00847484 · IL
- WOMBAT CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00869059 · NY
- WOOD WARREN & CO. SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867024 · CA
- WOODMEN FINANCIAL SERVICES, INC.Active Broker-Dealers · SEC file No. 00853592 · NE
- WOODROCK SECURITIES, L.P.Active Broker-Dealers · SEC file No. 00866753 · TX
- WOODSIDE CAPITAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00868469 · CA
- WOODWARD PARK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00871206 · MI
- WORLD CAPITAL BROKERAGE, INC.Active Broker-Dealers · SEC file No. 00806805 · CO
- WORLD CHOICE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00845235 · OH
- WORLD EQUITY GROUP, INC.Active Broker-Dealers · SEC file No. 00844088 · IL
- WORLD INVESTMENTS, LLCActive Broker-Dealers · SEC file No. 00838377 · NJ
- WORTH FINANCIAL GROUP INC.Active Broker-Dealers · SEC file No. 00829827 · TX
- WR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868406 · NY
- WRIGHT INVESTORS' SERVICE DISTRIBUTORS, INC.Active Broker-Dealers · SEC file No. 00829579 · CT
- WULFF, HANSEN & CO.Active Broker-Dealers · SEC file No. 00800292 · CA
- WWF SECURITIES, LLCActive Broker-Dealers · SEC file No. 00870662 · MI
- WYNSTON HILL CAPITAL, LLCActive Broker-Dealers · SEC file No. 00852299 · SD
- WYSER-PRATTE & CO., INC.Active Broker-Dealers · SEC file No. 00843418 · NY
- X-CHANGE FINANCIAL ACCESS, LLCActive Broker-Dealers · SEC file No. 00865860 · IL
- XIDAR SECURITIES LLCActive Broker-Dealers · SEC file No. 00871186 · IL
- XLII FINANCIAL SERVICES LLCActive Broker-Dealers · SEC file No. 00869986 · TX
- XML SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867776 · MD
- XMS CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867502 · IL
- XNERGY FINANCIAL LLCActive Broker-Dealers · SEC file No. 00867655 · CA
- XORRO LLCActive Broker-Dealers · SEC file No. 00871400 · NJ
- XP INVESTMENTS US, LLCActive Broker-Dealers · SEC file No. 00868817 · FL
- XR SECURITIES LLCActive Broker-Dealers · SEC file No. 00867724 · IL
- XT CAPITAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00853683 · CT
- XTELLUS CAPITAL PARTNERS, INC.Active Broker-Dealers · SEC file No. 00868766 · NY
- XTX EXECUTION SERVICES LLCActive Broker-Dealers · SEC file No. 00870532 · NY
- XTX MARKETS LLCActive Broker-Dealers · SEC file No. 00870009 · NY
- YELLOW CARDINAL CORPORATE FINANCE, LLCActive Broker-Dealers · SEC file No. 00866894 · OH