SEC Broker-Dealers Register · Public
Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
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Showing 3,101–3,150 of 3,271Source: SEC Company Information About Active Broker-Dealers
- VIGILANT DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00869854 · PA
- VIRTU ALTERNET SECURITIES LLCActive Broker-Dealers · SEC file No. 00851939 · NY
- VIRTU AMERICAS LLCActive Broker-Dealers · SEC file No. 00868193 · NY
- VIRTUS CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00870057 · CT
- VISION 4 FUND DISTRIBUTORS LLCActive Broker-Dealers · SEC file No. 00870175 · AZ
- VISION BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00851966 · CT
- VISION FINANCIAL MARKETS LLCActive Broker-Dealers · SEC file No. 00867447 · CT
- VISIONS ANALYSIS LLCActive Broker-Dealers · SEC file No. 00869898 · NY
- VISTA EQUITY PARTNERS CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00871280 · NY
- VISTA POINT ADVISORS, LLCActive Broker-Dealers · SEC file No. 00868852 · CA
- VISTIA CAPITAL, LLCActive Broker-Dealers · SEC file No. 00870643 · CO
- VISTINA ADVISORY LLCActive Broker-Dealers · SEC file No. 00871415 · CT
- VISTINA STRUCTURED CREDIT ADVISORY LLCActive Broker-Dealers · SEC file No. 00871409 · CT
- VNTR SECURITIES LLCActive Broker-Dealers · SEC file No. 00869768 · NY
- VOLEON SECURITIES MARKETS LLCActive Broker-Dealers · SEC file No. 00871278 · CA
- VONTOBEL SECURITIES LTD.Active Broker-Dealers · SEC file No. 00838977 · NY
- VOYA FINANCIAL ADVISORS, INC.Active Broker-Dealers · SEC file No. 00813987 · CT
- VOYA FINANCIAL PARTNERS, LLCActive Broker-Dealers · SEC file No. 00846451 · CT
- VOYA INVESTMENTS DISTRIBUTOR, LLCActive Broker-Dealers · SEC file No. 00848020 · CT
- VP DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00814100 · CT
- VRA PARTNERS, LLCActive Broker-Dealers · SEC file No. 00867489 · GA
- VSI SECURITIES, INC.Active Broker-Dealers · SEC file No. 00853425 · FL
- W CAMPION CAPITAL LLCActive Broker-Dealers · SEC file No. 00869453 · FL
- W G SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867346 · CT
- W.G. NIELSEN & CO.Active Broker-Dealers · SEC file No. 00849316 · CO
- W&S BROKERAGE SERVICES, INC.Active Broker-Dealers · SEC file No. 00824674 · OH
- WACHTEL & CO., INC.Active Broker-Dealers · SEC file No. 00811345 · DC
- WALL STREET ACCESSActive Broker-Dealers · SEC file No. 00825936 · NY
- WALL STREET CAPITAL CORPORATIONActive Broker-Dealers · SEC file No. 00829897 · GA
- WALLACHBETH CAPITAL LLCActive Broker-Dealers · SEC file No. 00867936 · FL
- WALLEYE TRADING LLCActive Broker-Dealers · SEC file No. 00866988 · MN
- WALNUT CREEK CAPITAL ADVISORS, LLCActive Broker-Dealers · SEC file No. 00866521 · GA
- WALTER GREENBLATT & ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00866211 · NY
- WALTON RE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869494 · AZ
- WASHINGTON SECURITIES CORPORATIONActive Broker-Dealers · SEC file No. 00851359 · MD
- WATERFORD CAPITAL, INC.Active Broker-Dealers · SEC file No. 00839210 · TX
- WATERMILL INSTITUTIONAL TRADING LLCActive Broker-Dealers · SEC file No. 00868311 · NJ
- WATERVIEW SECURITIES, INC.Active Broker-Dealers · SEC file No. 00867895 · TX
- WATERWAY CAPITAL LLCActive Broker-Dealers · SEC file No. 00866108 · MA
- WATSON MANAGEMENT ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00867127 · NY
- WAVECREST SECURITIES LLCActive Broker-Dealers · SEC file No. 00869029 · TN
- WAVEEDGE PARTNERS LLCActive Broker-Dealers · SEC file No. 00865863 · CA
- WAVELAND CAPITAL PARTNERS LLCActive Broker-Dealers · SEC file No. 00848962 · CA
- WAYPOINT SECURITIES, LLCActive Broker-Dealers · SEC file No. 00868913 · WI
- WBB SECURITIES, LLCActive Broker-Dealers · SEC file No. 00853660 · CA
- WEA INVESTMENT SERVICES, INC.Active Broker-Dealers · SEC file No. 00865926 · WI
- WEALTH ENHANCEMENT BROKERAGE SERVICES, LLCActive Broker-Dealers · SEC file No. 00866305 · MN
- WEALTH HOUSE CAPITAL INC.Active Broker-Dealers · SEC file No. 00870973 · NJ
- WEALTH SPACE ASSET MANAGEMENTActive Broker-Dealers · SEC file No. 00866008 · GA
- WEALTHFORGE DISTRIBUTORS, LLCActive Broker-Dealers · SEC file No. 00871216 · VA