Active broker-dealers, from the SEC's own list.
3,271 broker-dealers listed by the U.S. Securities and Exchange Commission, searchable by name, SEC file number and main-office state.
Not yet trustworthyCount not yet trustworthy: the SEC states no total for this list, so the figure is the number of entries in the file when it was read.
Source: U.S. Securities and Exchange Commission, Company Information About Active Broker-Dealers
Information last checked: 1 October 2026 (the publisher's own date for the list, not the date it was loaded here).
This page reproduces the SEC's list without alteration. If anything here differs from the SEC's records, the SEC's register prevails.
Omnified is not affiliated with or endorsed by the U.S. Securities and Exchange Commission.
The SEC's notice: the SEC does not approve or endorse any particular securities, issuers, products, services, professional credentials, firms, or individuals.
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- T CAPITAL FUNDING, LLCActive Broker-Dealers · SEC file No. 00866106 · FL
- TELESIS SECURITIES LLCActive Broker-Dealers · SEC file No. 00871397 · FL
- TH GLOBAL CAPITAL ADVISORS INC.Active Broker-Dealers · SEC file No. 00871329 · FL
- THE STURGES COMPANYActive Broker-Dealers · SEC file No. 00834910 · FL
- THIRD LAKE ASSOCIATES, LLCActive Broker-Dealers · SEC file No. 00871097 · FL
- TIMOTHY PARTNERS, LTD.Active Broker-Dealers · SEC file No. 00849589 · FL
- TRADE-PMR INC.Active Broker-Dealers · SEC file No. 00851390 · FL
- TRADELINK SECURITIES, LLCActive Broker-Dealers · SEC file No. 00866452 · FL
- TRADESTATION SECURITIES, INC.Active Broker-Dealers · SEC file No. 00848711 · FL
- TRANSPACIFIC GROUP LLCActive Broker-Dealers · SEC file No. 00867611 · FL
- TRINITY WEALTH SECURITIES, L.L.C.Active Broker-Dealers · SEC file No. 00852801 · FL
- TUDOR SECURITIES, LLCActive Broker-Dealers · SEC file No. 00869911 · FL
- UCAP SECURITIES LLCActive Broker-Dealers · SEC file No. 00869543 · FL
- UNITED CAPITAL MARKETS, INC.Active Broker-Dealers · SEC file No. 00849253 · FL
- VALOR FINANCIAL SECURITIES LLCActive Broker-Dealers · SEC file No. 00868291 · FL
- VASILIOU & COMPANY INC.Active Broker-Dealers · SEC file No. 00836698 · FL
- VECTORGLOBAL WMG, INC.Active Broker-Dealers · SEC file No. 00845715 · FL
- VELOX CLEARING LLCActive Broker-Dealers · SEC file No. 00870017 · FL
- VESTLY CAPITALActive Broker-Dealers · SEC file No. 00871461 · FL
- VESTRA ADVISORS, LLCActive Broker-Dealers · SEC file No. 00871140 · FL
- VIEWTRADE SECURITIES, INC.Active Broker-Dealers · SEC file No. 00851605 · FL
- VSI SECURITIES, INC.Active Broker-Dealers · SEC file No. 00853425 · FL
- W CAMPION CAPITAL LLCActive Broker-Dealers · SEC file No. 00869453 · FL
- WALLACHBETH CAPITAL LLCActive Broker-Dealers · SEC file No. 00867936 · FL
- WEBULL SECURITIES (US) LLCActive Broker-Dealers · SEC file No. 00871394 · FL
- WELCOME LIFE SECURITIES, LLCActive Broker-Dealers · SEC file No. 00867450 · FL
- WESTPORT FINANCIAL SERVICES, L.L.C.Active Broker-Dealers · SEC file No. 00848204 · FL
- WHELAN ADVISORY CAPITAL MARKETS, LLCActive Broker-Dealers · SEC file No. 00870672 · FL
- WHITE MOUNTAIN CAPITAL, LLCActive Broker-Dealers · SEC file No. 00852572 · FL
- WHITEHALL CAPITAL MARKETS LLCActive Broker-Dealers · SEC file No. 00868936 · FL
- XP INVESTMENTS US, LLCActive Broker-Dealers · SEC file No. 00868817 · FL
- ZEUS FINANCIAL, LLCActive Broker-Dealers · SEC file No. 00836214 · FL
- ZINK DISTRIBUTION SOLUTIONS LLCActive Broker-Dealers · SEC file No. 00870944 · FL
- ZINVEST FINANCIAL SERVICE, LLCActive Broker-Dealers · SEC file No. 00870951 · FL